Novogratz Michael — SEC Form 4 filings
SEC reporting owner CIK 1380615. 9 Form 4 filings on record with FilingPulse; latest filed 2026-09-02.
Transaction summary — filings shown
Covers all 9 filings on record, filed 2025-05-21 to 2026-09-02. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 4 legs across 3 filings — 10,753,842 shares, $248,325,156 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 12.
- Largest priced transaction: sale of 2,477,055 shares @ $36.00 ($89,173,980) in Galaxy Digital Inc., filed 2025-10-14.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Galaxy Digital Inc. (GLXY) | Chief Executive Officer, Director, 10% owner | 9 | — | 4 legs · 10,753,842 sh · $248,325,156 | 12 |
Form 4 filings — Novogratz Michael
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-02 | 4 | Galaxy Digital Inc. (GLXY) | Tax withholding (F): 4,683 @ $24.60 | EDGAR |
| 2026-06-02 | 4 | Galaxy Digital Inc. (GLXY) | Tax withholding (F): 4,683 @ $29.58 | EDGAR |
| 2026-05-14 | 4 | Galaxy Digital Inc. (GLXY) jointly with Galaxy Group Investments LLC | Gift (G): 1,650,000 (derivative) @ $0 | EDGAR |
| 2026-03-04 | 4 | Galaxy Digital Inc. (GLXY) | Tax withholding (F): 73,479 @ $20.59 | EDGAR |
| 2026-02-05 | 4 | Galaxy Digital Inc. (GLXY) | Grant/award (A): 174,262 | EDGAR |
| 2025-10-14 | 4 | Galaxy Digital Inc. (GLXY) | Conversion (C): 2,477,055 · Sale (S): 2,477,055 @ $36 · Sale (S): 522,945 @ $36 · Conversion (C): 2,477,055 (derivative) | EDGAR |
| 2025-06-10 | 4 | Galaxy Digital Inc. (GLXY) | Conversion (C): 4,380,967 · Sale (S): 4,380,967 @ $18.10 · Conversion (C): 4,380,967 (derivative) | EDGAR |
| 2025-06-02 | 4 | Galaxy Digital Inc. (GLXY) | Conversion (C): 3,372,875 · Sale (S): 3,372,875 @ $18.10 · Conversion (C): 3,372,875 (derivative) | EDGAR |
| 2025-05-21 | 4 | Galaxy Digital Inc. (GLXY) | Gift (G): 2,750,000 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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