Frost Gamma Investments Trust — SEC Form 4 filings
SEC reporting owner CIK 1380896. 56 Form 4 filings on record with FilingPulse; latest filed 2026-09-14.
Transaction summary — filings shown
Covers the 50 most recent of 56 filings on record, filed 2024-02-21 to 2026-09-14. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 58 legs across 29 filings — 9,557,558 shares, $11,785,182 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 38.
- Largest priced transaction: purchase of 1,000,000 shares @ $0.99 ($991,700) in OPKO HEALTH, INC., filed 2024-02-21.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| OPKO HEALTH, INC. (OPK) | 10% owner | 34 | 57 legs · 9,361,706 sh · $11,569,745 | — | 9 |
| NOCOPI TECHNOLOGIES INC/MD/ (NNUP) | 10% owner | 4 | 1 leg · 195,852 sh · $215,437 | — | 3 |
| Fluent, Inc. (FLNT) | 10% owner | 12 | — | — | 26 |
Form 4 filings — Frost Gamma Investments Trust
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-14 | 4 | NOCOPI TECHNOLOGIES INC/MD/ (NNUP) jointly with FROST PHILLIP MD ET AL | Grant/award (A): 21,930 @ $0 | EDGAR |
| 2025-11-21 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 102,371 @ $1.30 · Purchase (P): 3,894 @ $1.32 · Purchase (P): 89,375 @ $1.32 · Purchase (P): 191,490 @ $1.33 · Purchase (P): 192,870 @ $1.33 | EDGAR |
| 2025-11-20 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 119,129 @ $1.32 · Purchase (P): 47,105 @ $1.32 · Purchase (P): 211,948 @ $1.33 · Purchase (P): 161,818 @ $1.33 · Purchase (P): 24,579 @ $1.34 · Purchase (P): 1,757 @ $1.34 · +1 more | EDGAR |
| 2025-11-19 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 36,325 @ $1.28 · Purchase (P): 58,160 @ $1.28 · Purchase (P): 300 @ $1.29 · Purchase (P): 21,236 @ $1.29 · Purchase (P): 30,082 @ $1.30 · Purchase (P): 12,993 @ $1.30 · +3 more | EDGAR |
| 2025-11-18 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 410 @ $1.25 · Purchase (P): 49,590 @ $1.25 · Purchase (P): 66,635 @ $1.25 · Grant/award (A): 46,700 @ $1.26 · Purchase (P): 15,000 @ $1.26 · Purchase (P): 1,772 @ $1.27 · +6 more | EDGAR |
| 2025-10-31 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 150,000 @ $1.42 | EDGAR |
| 2025-09-15 | 4 | NOCOPI TECHNOLOGIES INC/MD/ (NNUP) jointly with FROST PHILLIP MD ET AL | Grant/award (A): 21,930 @ $0 | EDGAR |
| 2025-09-12 | 4/A | Fluent, Inc. (FLNT) jointly with FROST PHILLIP MD ET AL | Other (J): 571,429 @ $0.00 | EDGAR |
| 2025-09-08 | 4 | Fluent, Inc. (FLNT) jointly with FROST PHILLIP MD ET AL | Other (J): 571,429 @ $0.00 · Disposition to issuer (D): 571,429 (derivative) @ $1.75 | EDGAR |
| 2025-08-21 | 4 | Fluent, Inc. (FLNT) jointly with FROST PHILLIP MD ET AL | Grant/award (A): 571,429 (derivative) @ $1.75 · Grant/award (A): 571,429 (derivative) @ $0 | EDGAR |
| 2025-08-19 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Gift (G): 440,000 @ $0 | EDGAR |
| 2025-08-08 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 675,000 @ $1.32 | EDGAR |
| 2025-06-10 | 4 | NOCOPI TECHNOLOGIES INC/MD/ (NNUP) jointly with FROST PHILLIP MD ET AL | Purchase (P): 195,852 @ $1.10 | EDGAR |
| 2025-05-21 | 4 | Fluent, Inc. (FLNT) jointly with FROST PHILLIP MD ET AL | Other (J): 909,297 @ $0.00 · Tax withholding (F): 212 @ $2.13 · Grant/award (A): 909,297 (derivative) @ $2.20 · Grant/award (A): 909,297 (derivative) @ $0 · Disposition to issuer (D): 909,297 (derivative) @ $2.20 | EDGAR |
| 2025-04-10 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 125,000 @ $1.36 | EDGAR |
| 2025-04-08 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 125,000 @ $1.48 | EDGAR |
| 2025-04-01 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 100,000 @ $1.65 | EDGAR |
| 2025-03-28 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 150,000 @ $1.70 | EDGAR |
| 2025-03-27 | 4/A | Fluent, Inc. (FLNT) jointly with FROST PHILLIP MD ET AL | Option exercise (M): 459,981 @ $0.00 · Tax withholding (F): 112 @ $2.04 · Grant/award (A): 459,981 (derivative) @ $2.17 · Option exercise (M): 459,981 (derivative) @ $2.17 | EDGAR |
| 2025-03-21 | 4 | Fluent, Inc. (FLNT) jointly with FROST PHILLIP MD ET AL | Option exercise (M): 459,981 @ $0.00 · Tax withholding (F): 112 @ $2.04 · Grant/award (A): 459,981 (derivative) @ $2.17 · Option exercise (M): 459,981 (derivative) @ $2.17 | EDGAR |
| 2025-03-17 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 200,000 @ $1.74 | EDGAR |
| 2025-03-04 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P) @ $436,500 | EDGAR |
| 2025-03-03 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P) @ $1,703,250 · Purchase (P) @ $1,707,125 | EDGAR |
| 2025-02-28 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 67,434 @ $1.71 · Purchase (P) @ $1,652,750 | EDGAR |
| 2025-01-28 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 47,537 @ $1.47 | EDGAR |
| 2024-12-13 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 125,000 @ $1.59 | EDGAR |
| 2024-12-11 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 500,000 @ $1.56 | EDGAR |
| 2024-12-11 | 4 | Fluent, Inc. (FLNT) jointly with FROST PHILLIP MD ET AL | Option exercise/expiry (X): 647,892 @ $0.00 · Option exercise/expiry (X): 647,892 (derivative) @ $0 | EDGAR |
| 2024-12-06 | 4/A | Fluent, Inc. (FLNT) jointly with FROST PHILLIP MD ET AL | Grant/award (A): 647,892 (derivative) @ $2.31 | EDGAR |
| 2024-12-04 | 4 | Fluent, Inc. (FLNT) jointly with FROST PHILLIP MD ET AL | Purchase (P): 647,892 (derivative) @ $2.31 | EDGAR |
| 2024-11-29 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 199,072 @ $1.53 | EDGAR |
| 2024-11-22 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 100,000 @ $1.59 | EDGAR |
| 2024-11-20 | 4/A | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 280,183 @ $1.50 | EDGAR |
| 2024-11-14 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 100,000 @ $1.62 | EDGAR |
| 2024-11-08 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 280,183 @ $1.50 | EDGAR |
| 2024-10-09 | 4 | NOCOPI TECHNOLOGIES INC/MD/ (NNUP) jointly with FROST PHILLIP MD ET AL | Grant/award (A): 21,930 @ $0 | EDGAR |
| 2024-09-27 | 4/A | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P) @ $1,571,050 | EDGAR |
| 2024-09-27 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P) @ $2,541,737.50 | EDGAR |
| 2024-09-26 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P) @ $1,571,050 | EDGAR |
| 2024-08-21 | 4 | Fluent, Inc. (FLNT) jointly with FROST PHILLIP MD ET AL | Grant/award (A) @ $200,000 | EDGAR |
| 2024-07-08 | 4 | Fluent, Inc. (FLNT) jointly with FROST PHILLIP MD ET AL | Option exercise/expiry (X): 591,017 @ $0.00 · Option exercise/expiry (X): 591,017 (derivative) @ $0 | EDGAR |
| 2024-05-23 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 99,230 @ $1.27 · Purchase (P): 770 @ $1.26 | EDGAR |
| 2024-05-17 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 163,997 @ $1.29 | EDGAR |
| 2024-05-15 | 4 | Fluent, Inc. (FLNT) jointly with FROST PHILLIP MD ET AL | Grant/award (A): 591,017 (derivative) @ $3.38 | EDGAR |
| 2024-03-18 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 500,000 @ $0.87 | EDGAR |
| 2024-03-14 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 500,000 @ $0.89 | EDGAR |
| 2024-03-13 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 500,000 @ $0.93 | EDGAR |
| 2024-03-12 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 600,000 @ $0.93 | EDGAR |
| 2024-02-28 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 500,000 @ $0.99 | EDGAR |
| 2024-02-21 | 4 | OPKO HEALTH, INC. (OPK) jointly with FROST PHILLIP MD ET AL | Purchase (P): 1,000,000 @ $0.99 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-10 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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