Hong Chun K — SEC Form 4 filings
SEC reporting owner CIK 1381057. 11 Form 4 filings on record with FilingPulse; latest filed 2026-07-17.
Transaction summary — filings shown
Covers all 11 filings on record, filed 2024-03-08 to 2026-07-17. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 4,285,715 shares, $3,000,000 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 12 legs across 7 filings — 856,775 shares, $1,129,433 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 7.
- Largest priced transaction: purchase of 4,285,715 shares @ $0.70 ($3,000,000) in NETLIST INC, filed 2025-06-26.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| NETLIST INC (NLST) | President, CEO and Chairman, Director | 11 | 1 leg · 4,285,715 sh · $3,000,000 | 12 legs · 856,775 sh · $1,129,433 | 7 |
Form 4 filings — Hong Chun K
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-17 | 4 | NETLIST INC (NLST) | Grant/award (A): 4,000,000 @ $0 | EDGAR |
| 2026-06-09 | 4 | NETLIST INC (NLST) | Grant/award (A): 856,500 @ $0 · Sale (S): 40,000 @ $2.72 | EDGAR |
| 2026-03-16 | 4 | NETLIST INC (NLST) | Sale (S): 5,500 @ $1.50 · Sale (S): 194,500 @ $1.50 · Sale (S): 93,995 @ $1.50 · Sale (S): 50,000 @ $1.50 | EDGAR |
| 2026-01-05 | 4 | NETLIST INC (NLST) | Option exercise (M): 300,000 @ $0.70 · Sale (S): 200,000 @ $1 · Sale (S): 50,000 @ $1 · Option exercise (M): 300,000 (derivative) @ $0 | EDGAR |
| 2025-12-01 | 4 | NETLIST INC (NLST) | Grant/award (A): 1,000,000 @ $0 | EDGAR |
| 2025-06-26 | 4 | NETLIST INC (NLST) | Purchase (P): 4,285,715 @ $0.70 · Purchase (P): 8,571,430 (derivative) | EDGAR |
| 2025-05-19 | 4 | NETLIST INC (NLST) | Sale (S): 61,374 @ $0.72 | EDGAR |
| 2025-03-18 | 4 | NETLIST INC (NLST) | Sale (S): 52,046 @ $1.05 · Sale (S): 41,721 @ $1.15 | EDGAR |
| 2024-05-16 | 4 | NETLIST INC (NLST) | Grant/award (A): 750,000 @ $0 | EDGAR |
| 2024-03-20 | 4 | NETLIST INC (NLST) | Sale (S): 51,972 @ $1.62 | EDGAR |
| 2024-03-08 | 4 | NETLIST INC (NLST) | Sale (S): 15,667 @ $1.54 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1381057 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →