Barua Neil — SEC Form 4 filings
SEC reporting owner CIK 1389250. 12 Form 4 filings on record with FilingPulse; latest filed 2026-08-17.
Transaction summary — filings shown
Covers all 12 filings on record, filed 2024-01-16 to 2026-08-17. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 40.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| PTC INC. (PTC) | President and CEO, Director | 11 | — | — | 39 |
| CARRIER GLOBAL Corp (CARR) | Director | 1 | — | — | 1 |
Form 4 filings — Barua Neil
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-17 | 4 | PTC INC. (PTC) | Option exercise (M): 11,471 @ $0 · Tax withholding (F): 5,547 @ $149.75 · Option exercise (M): 11,471 (derivative) @ $0 | EDGAR |
| 2026-07-24 | 4 | CARRIER GLOBAL Corp (CARR) | Grant/award (A): 2,831.01 (derivative) @ $68.88 | EDGAR |
| 2026-01-14 | 4 | PTC INC. (PTC) | Option exercise (M): 7,628 @ $0 · Tax withholding (F): 2,611 @ $171.43 · Option exercise (M): 7,628 (derivative) @ $0 | EDGAR |
| 2025-11-21 | 4 | PTC INC. (PTC) | Grant/award (A): 9,506 @ $0 · Tax withholding (F): 4,597 @ $170.43 · Grant/award (A): 37,803 (derivative) @ $0 · Grant/award (A): 37,803 (derivative) @ $0 · Grant/award (A): 40,711 (derivative) @ $0 | EDGAR |
| 2025-11-17 | 4 | PTC INC. (PTC) | Option exercise (M): 35,205 @ $0 · Tax withholding (F): 17,023 @ $179.61 · Option exercise (M): 4,800 (derivative) @ $0 · Option exercise (M): 11,852 (derivative) @ $0 · Option exercise (M): 7,526 (derivative) @ $0 · Option exercise (M): 11,027 (derivative) @ $0 | EDGAR |
| 2025-08-18 | 4 | PTC INC. (PTC) | Option exercise (M): 11,471 @ $0 · Tax withholding (F): 5,547 @ $205.84 · Option exercise (M): 11,471 (derivative) @ $0 | EDGAR |
| 2025-01-13 | 4 | PTC INC. (PTC) | Option exercise (M): 22,884 @ $0 · Tax withholding (F): 10,053 @ $182.38 · Option exercise (M): 15,256 (derivative) @ $0 · Option exercise (M): 7,628 (derivative) @ $0 | EDGAR |
| 2024-11-22 | 4 | PTC INC. (PTC) | Grant/award (A): 8,405 @ $0 · Tax withholding (F): 4,064 @ $192.75 | EDGAR |
| 2024-11-18 | 4 | PTC INC. (PTC) | Option exercise (M): 19,319 @ $0 · Tax withholding (F): 9,341 @ $190.01 · Option exercise (M): 7,466 (derivative) @ $0 · Option exercise (M): 11,853 (derivative) @ $0 | EDGAR |
| 2024-11-14 | 4 | PTC INC. (PTC) | Grant/award (A): 24,811 (derivative) @ $0 · Grant/award (A): 24,811 (derivative) @ $0 · Grant/award (A): 33,081 (derivative) @ $0 | EDGAR |
| 2024-08-16 | 4 | PTC INC. (PTC) | Option exercise (M): 11,471 @ $0 · Tax withholding (F): 5,547 @ $173.36 · Option exercise (M): 11,471 (derivative) @ $0 | EDGAR |
| 2024-01-16 | 4 | PTC INC. (PTC) | Option exercise (M): 7,629 @ $0 · Tax withholding (F): 2,633 @ $172.17 · Option exercise (M): 7,629 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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