Shu Lee-Lean — SEC Form 4 filings
SEC reporting owner CIK 1394413. 10 Form 4 filings on record with FilingPulse; latest filed 2026-08-14.
Transaction summary — filings shown
Covers all 10 filings on record, filed 2024-01-30 to 2026-08-14. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 6 legs across 3 filings — 220,626 shares, $2,442,813 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 20.
- Largest priced transaction: sale of 100,000 shares @ $12.01 ($1,201,370) in GSI TECHNOLOGY INC, filed 2026-05-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| GSI TECHNOLOGY INC (GSIT) | Pres., CEO and Chairman, Director | 10 | — | 6 legs · 220,626 sh · $2,442,813 | 20 |
Form 4 filings — Shu Lee-Lean
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-14 | 4 | GSI TECHNOLOGY INC (GSIT) | Grant/award (A): 100,000 (derivative) @ $0 · Grant/award (A): 100,000 (derivative) @ $0 | EDGAR |
| 2026-08-07 | 4 | GSI TECHNOLOGY INC (GSIT) | Disposition to issuer (D): 100,000 (derivative) @ $0 | EDGAR |
| 2026-05-14 | 4 | GSI TECHNOLOGY INC (GSIT) | Option exercise (M): 10,313 @ $7.26 · Sale (S): 10,313 @ $12.51 · Option exercise (M): 10,313 (derivative) @ $0 | EDGAR |
| 2026-05-12 | 4 | GSI TECHNOLOGY INC (GSIT) | Option exercise (M): 32,749 @ $4.99 · Sale (S): 32,749 @ $10.09 · Option exercise (M): 100,000 @ $7.26 · Sale (S): 100,000 @ $12.01 · Option exercise (M): 10,313 @ $4.99 · Sale (S): 10,313 @ $10.51 · +3 more | EDGAR |
| 2026-03-17 | 4 | GSI TECHNOLOGY INC (GSIT) | Option exercise (M): 30,734 @ $4.99 · Sale (S): 30,734 @ $10.02 · Option exercise (M): 36,517 @ $4.99 · Sale (S): 36,517 @ $10.01 · Option exercise (M): 30,734 (derivative) @ $0 · Option exercise (M): 36,517 (derivative) @ $0 | EDGAR |
| 2026-02-04 | 4 | GSI TECHNOLOGY INC (GSIT) | Grant/award (A): 150,000 (derivative) @ $0 | EDGAR |
| 2025-08-05 | 4 | GSI TECHNOLOGY INC (GSIT) | Grant/award (A): 100,000 (derivative) @ $0 | EDGAR |
| 2025-05-06 | 4 | GSI TECHNOLOGY INC (GSIT) | Grant/award (A): 150,000 (derivative) @ $0 | EDGAR |
| 2024-07-30 | 4 | GSI TECHNOLOGY INC (GSIT) | Grant/award (A): 100,000 (derivative) @ $0 | EDGAR |
| 2024-01-30 | 4 | GSI TECHNOLOGY INC (GSIT) | Grant/award (A): 150,000 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1394413 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →