Caracciolo Kathleen M — SEC Form 4 filings
SEC reporting owner CIK 1394884. 5 Form 4 filings on record with FilingPulse; latest filed 2026-05-18.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2024-05-10 to 2026-05-18. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 2 legs across 1 filing — 8,900 shares, $39,389 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 8.
- Largest priced transaction: sale of 7,000 shares @ $4.43 ($31,010) in FULL HOUSE RESORTS INC, filed 2024-12-13.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| FULL HOUSE RESORTS INC (FLL) | Director | 5 | — | 2 legs · 8,900 sh · $39,389 | 8 |
Form 4 filings — Caracciolo Kathleen M
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-18 | 4 | FULL HOUSE RESORTS INC (FLL) | Grant/award (A): 25,000 @ $0 | EDGAR |
| 2026-03-16 | 4 | FULL HOUSE RESORTS INC (FLL) | Option exercise (M): 5,888 @ $1.70 · Tax withholding (F): 3,694 @ $2.71 · Option exercise (M): 5,888 (derivative) @ $0 | EDGAR |
| 2025-05-20 | 4 | FULL HOUSE RESORTS INC (FLL) | Grant/award (A): 20,436 @ $0 | EDGAR |
| 2024-12-13 | 4 | FULL HOUSE RESORTS INC (FLL) | Option exercise (M): 1,900 @ $1.70 · Sale (S): 1,900 @ $4.41 · Sale (S): 7,000 @ $4.43 · Option exercise (M): 1,900 (derivative) @ $0 | EDGAR |
| 2024-05-10 | 4 | FULL HOUSE RESORTS INC (FLL) | Grant/award (A): 14,151 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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