Allorto Richard T JR — SEC Form 4 filings
SEC reporting owner CIK 1395260. 4 Form 4 filings on record with FilingPulse; latest filed 2026-03-12.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-03-14 to 2026-03-12. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 4 legs across 4 filings — 45,000 shares, $342,428 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 15,000 shares @ $8.15 ($122,250) in PennantPark Floating Rate Capital Ltd., filed 2026-03-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| PennantPark Floating Rate Capital Ltd. (PFLT) | CFO and Treasurer | 2 | 2 legs · 25,000 sh · $235,250 | — | — |
| PENNANTPARK INVESTMENT CORP (PNNT) | CFO and Treasurer | 2 | 2 legs · 20,000 sh · $107,178 | — | — |
Form 4 filings — Allorto Richard T JR
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-12 | 4 | PENNANTPARK INVESTMENT CORP (PNNT) | Purchase (P): 15,000 @ $4.88 | EDGAR |
| 2026-03-12 | 4 | PennantPark Floating Rate Capital Ltd. (PFLT) | Purchase (P): 15,000 @ $8.15 | EDGAR |
| 2024-06-03 | 4 | PennantPark Floating Rate Capital Ltd. (PFLT) | Purchase (P): 10,000 @ $11.30 | EDGAR |
| 2024-03-14 | 4 | PENNANTPARK INVESTMENT CORP (PNNT) | Purchase (P): 5,000 @ $6.80 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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