STERN JAMES F — SEC Form 4 filings
SEC reporting owner CIK 1399737. 13 Form 4 filings on record with FilingPulse; latest filed 2026-04-29.
Transaction summary — filings shown
Covers all 13 filings on record, filed 2024-02-09 to 2026-04-29. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 17,434 shares, $1,241,953 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 20.
- Largest priced transaction: sale of 17,434 shares @ $71.24 ($1,241,953) in SMITH A O CORP, filed 2025-08-07.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| SMITH A O CORP (AOS) | Exec VP, Corp Dev, Strat & Sec | 10 | — | 1 leg · 17,434 sh · $1,241,953 | 17 |
| BADGER METER INC (BMI) | Director | 3 | — | — | 3 |
Form 4 filings — STERN JAMES F
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-04-29 | 4 | BADGER METER INC (BMI) | Grant/award (A): 952 @ $122.96 | EDGAR |
| 2026-02-17 | 4 | SMITH A O CORP (AOS) | Option exercise (M): 6,850 @ $0 · Tax withholding (F): 3,220 @ $79.89 · Grant/award (A): 1,633 @ $79.89 · Option exercise (M): 6,850 (derivative) @ $0 | EDGAR |
| 2026-02-11 | 4 | SMITH A O CORP (AOS) | Grant/award (A): 7,015 (derivative) @ $0 | EDGAR |
| 2025-12-02 | 4 | SMITH A O CORP (AOS) | Gift (G): 2,500 @ $0 | EDGAR |
| 2025-08-07 | 4 | SMITH A O CORP (AOS) | Sale (S): 17,434 @ $71.24 | EDGAR |
| 2025-06-04 | 4 | SMITH A O CORP (AOS) | Gift (G): 1,186 @ $0 | EDGAR |
| 2025-04-29 | 4 | BADGER METER INC (BMI) | Grant/award (A): 494 @ $215.78 | EDGAR |
| 2025-02-11 | 4 | SMITH A O CORP (AOS) | Option exercise (M): 3,890 · Tax withholding (F): 1,920 @ $65.65 · Option exercise (M): 3,890 (derivative) @ $0 · Grant/award (A): 8,205 (derivative) @ $0 | EDGAR |
| 2024-07-31 | 4 | SMITH A O CORP (AOS) | Gift (G): 6,680 @ $0 | EDGAR |
| 2024-04-30 | 4 | BADGER METER INC (BMI) | Grant/award (A): 452 @ $185.76 | EDGAR |
| 2024-03-05 | 4/A | SMITH A O CORP (AOS) | Grant/award (A): 6,295 (derivative) @ $0 | EDGAR |
| 2024-02-14 | 4 | SMITH A O CORP (AOS) | Grant/award (A): 6,110 (derivative) @ $0 | EDGAR |
| 2024-02-09 | 4 | SMITH A O CORP (AOS) | Option exercise (M): 4,125 @ $0 · Tax withholding (F): 2,011 @ $80.28 · Option exercise (M): 4,125 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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