Sims David C — SEC Form 4 filings
SEC reporting owner CIK 1401612. 7 Form 4 filings on record with FilingPulse; latest filed 2026-05-27.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2024-02-23 to 2026-05-27. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 16 legs across 7 filings — 41,297 shares, $408,821 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 2.
- Largest priced transaction: purchase of 10,000 shares @ $10.00 ($99,980) in EAGLE CAPITAL GROWTH FUND, INC., filed 2026-05-27.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| EAGLE CAPITAL GROWTH FUND, INC. (GRF) | CFO, CCO, Secretary, Treasurer, Director | 7 | 16 legs · 41,297 sh · $408,821 | — | 2 |
Form 4 filings — Sims David C
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-27 | 4 | EAGLE CAPITAL GROWTH FUND, INC. (GRF) | Purchase (P): 10,000 @ $10.00 | EDGAR |
| 2025-10-17 | 4 | EAGLE CAPITAL GROWTH FUND, INC. (GRF) | Code (L): 285 @ $10.58 · Purchase (P): 1,010 @ $10.56 · Purchase (P): 3,000 @ $10.55 · Purchase (P): 2,000 @ $10.52 · Purchase (P): 1,000 @ $10.51 · Purchase (P): 1,926 @ $10.71 · +2 more | EDGAR |
| 2025-05-02 | 4 | EAGLE CAPITAL GROWTH FUND, INC. (GRF) | Purchase (P): 2,960 @ $9.71 · Purchase (P): 100 @ $9.52 · Purchase (P): 2,475 @ $9.71 | EDGAR |
| 2025-04-11 | 4 | EAGLE CAPITAL GROWTH FUND, INC. (GRF) | Purchase (P): 3,752 @ $9.61 · Purchase (P): 1,412 @ $9.20 | EDGAR |
| 2024-10-03 | 4 | EAGLE CAPITAL GROWTH FUND, INC. (GRF) | Code (L): 795 @ $9.72 · Purchase (P): 4,069 @ $9.75 | EDGAR |
| 2024-09-10 | 4 | EAGLE CAPITAL GROWTH FUND, INC. (GRF) | Purchase (P): 1,546 @ $9.62 | EDGAR |
| 2024-02-23 | 4 | EAGLE CAPITAL GROWTH FUND, INC. (GRF) | Purchase (P): 5,133 @ $9.19 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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