Lee Roger H — SEC Form 4 filings
SEC reporting owner CIK 1404868. 8 Form 4 filings on record with FilingPulse; latest filed 2025-06-13.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-01-09 to 2025-06-13. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 6 legs across 5 filings — 727,355 shares, $7,326,189 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 35.
- Largest priced transaction: sale of 285,439 shares @ $8.68 ($2,477,611) in Sprinklr, Inc., filed 2025-06-10.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Sprinklr, Inc. (CXM) | 10% owner | 5 | — | 4 legs · 637,192 sh · $5,187,282 | 16 |
| Braze, Inc. (BRZE) | 10% owner | 2 | — | 1 leg · 56,830 sh · $1,720,244 | 19 |
| Amplitude, Inc. (AMPL) | 10% owner | 1 | — | 1 leg · 33,333 sh · $418,662 | — |
Form 4 filings — Lee Roger H
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-06-13 | 4 | Sprinklr, Inc. (CXM) jointly with Battery Partners IX, LLC, Battery Ventures IX, L.P., Battery Investment Partners IX, LLC | Other (J): 3,000,000 @ $0 · Other (J): 30,300 @ $0 · Other (J): 867,088 @ $0 · Other (J): 867,088 @ $0 · Sale (S): 81,869 @ $8.55 | EDGAR |
| 2025-06-10 | 4 | Sprinklr, Inc. (CXM) | Sale (S): 285,439 @ $8.68 | EDGAR |
| 2025-05-29 | 4 | Sprinklr, Inc. (CXM) jointly with Battery Ventures IX, L.P., Battery Investment Partners IX, LLC, Battery Partners IX, LLC, TOBIN SCOTT R, TABORS R DAVID, BROWN MICHAEL MAURICE, Feldman Jesse | Conversion (C): 5,334,367 · Conversion (C): 53,335 · Conversion (C): 5,334,367 (derivative) @ $0 · Conversion (C): 53,335 (derivative) @ $0 | EDGAR |
| 2025-04-14 | 4 | Braze, Inc. (BRZE) jointly with Stoner Chelsea R., Thakker Dharmesh, TOBIN SCOTT R | Conversion (C): 54,000 · Conversion (C): 1,165,143 · Conversion (C): 307,857 · Conversion (C): 1,210,511 · Conversion (C): 262,489 · Other (J): 54,992 @ $0 · +13 more | EDGAR |
| 2024-10-16 | 4 | Braze, Inc. (BRZE) | Sale (S): 56,830 @ $30.27 | EDGAR |
| 2024-09-11 | 4 | Sprinklr, Inc. (CXM) | Sale (S): 44,884 @ $7.83 · Sale (S): 225,000 @ $7.37 | EDGAR |
| 2024-04-05 | 4 | Sprinklr, Inc. (CXM) jointly with Battery Ventures IX, L.P., Battery Investment Partners IX, LLC, Battery Partners IX, LLC, TOBIN SCOTT R, TABORS R DAVID, BROWN MICHAEL MAURICE, Feldman Jesse | Other (J): 4,000,000 @ $0 · Other (J): 40,406 @ $0 · Other (J): 1,177,672 @ $0 · Other (J): 1,177,672 @ $0 · Conversion (C): 5,300,000 · Conversion (C): 53,000 · +2 more | EDGAR |
| 2024-01-09 | 4 | Amplitude, Inc. (AMPL) jointly with Agrawal Neeraj, BROWN MICHAEL MAURICE, Elhafed Morad, Feldman Jesse, FLEISCHER RUSSELL L, Stoner Chelsea R., Thakker Dharmesh, TOBIN SCOTT R | Sale (S): 33,333 @ $12.56 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-09 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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