Stein David L — SEC Form 4 filings
SEC reporting owner CIK 1404929. 15 Form 4 filings on record with FilingPulse; latest filed 2025-06-18.
Transaction summary — filings shown
Covers all 15 filings on record, filed 2024-02-01 to 2025-06-18. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 3 filings — 67,874 shares, $1,695,026 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 19.
- Largest priced transaction: sale of 29,536 shares @ $27.43 ($810,113) in ASSOCIATED BANC-CORP, filed 2024-11-08.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ASSOCIATED BANC-CORP (ASB) | Executive Vice President | 15 | — | 3 legs · 67,874 sh · $1,695,026 | 19 |
Form 4 filings — Stein David L
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-06-18 | 4 | ASSOCIATED BANC-CORP (ASB) | Grant/award (A): 223 @ $22.96 | EDGAR |
| 2025-03-19 | 4 | ASSOCIATED BANC-CORP (ASB) | Grant/award (A): 228 @ $22.22 | EDGAR |
| 2025-03-12 | 4 | ASSOCIATED BANC-CORP (ASB) | Grant/award (A): 13,460 @ $21.45 · Tax withholding (F): 4,308 @ $21.45 | EDGAR |
| 2025-02-11 | 4 | ASSOCIATED BANC-CORP (ASB) | Tax withholding (F): 1,670 @ $25.18 | EDGAR |
| 2025-01-31 | 4 | ASSOCIATED BANC-CORP (ASB) | Grant/award (A): 4,837 @ $0 | EDGAR |
| 2024-12-17 | 4 | ASSOCIATED BANC-CORP (ASB) | Grant/award (A): 195 @ $25.72 | EDGAR |
| 2024-11-08 | 4 | ASSOCIATED BANC-CORP (ASB) | Option exercise (M): 29,536 @ $17.38 · Sale (S): 29,536 @ $27.43 · Option exercise (M): 29,536 (derivative) @ $0 | EDGAR |
| 2024-09-17 | 4 | ASSOCIATED BANC-CORP (ASB) | Grant/award (A): 223 @ $21.36 | EDGAR |
| 2024-08-30 | 4 | ASSOCIATED BANC-CORP (ASB) | Sale (S): 6,231 @ $22.73 | EDGAR |
| 2024-08-01 | 4 | ASSOCIATED BANC-CORP (ASB) | Option exercise (M): 32,107 @ $17.24 · Sale (S): 32,107 @ $23.15 · Option exercise (M): 32,107 (derivative) @ $0 | EDGAR |
| 2024-06-20 | 4 | ASSOCIATED BANC-CORP (ASB) | Grant/award (A): 233 @ $20.25 | EDGAR |
| 2024-03-18 | 4 | ASSOCIATED BANC-CORP (ASB) | Grant/award (A): 230 @ $20.25 | EDGAR |
| 2024-03-15 | 4 | ASSOCIATED BANC-CORP (ASB) | Grant/award (A): 14,046 @ $20.70 · Tax withholding (F): 4,495 @ $20.70 | EDGAR |
| 2024-02-12 | 4 | ASSOCIATED BANC-CORP (ASB) | Grant/award (A): 119 @ $19.92 · Tax withholding (F): 1,489 @ $19.92 | EDGAR |
| 2024-02-01 | 4 | ASSOCIATED BANC-CORP (ASB) | Grant/award (A): 5,472 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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