Putnam James S — SEC Form 4 filings
SEC reporting owner CIK 1405298. 16 Form 4 filings on record with FilingPulse; latest filed 2026-09-01.
Transaction summary — filings shown
Covers all 16 filings on record, filed 2024-03-28 to 2026-09-01. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 16.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| LPL Financial Holdings Inc. (LPLA) | Director | 16 | — | — | 16 |
Form 4 filings — Putnam James S
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-01 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 7 @ $0 | EDGAR |
| 2026-08-04 | 4 | LPL Financial Holdings Inc. (LPLA) | Gift (G): 2,000 @ $0 | EDGAR |
| 2026-06-08 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 10 @ $0 | EDGAR |
| 2026-05-19 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 712 @ $0 | EDGAR |
| 2026-05-08 | 4 | LPL Financial Holdings Inc. (LPLA) | Gift (G): 100 @ $0 | EDGAR |
| 2026-03-26 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 10 @ $0 | EDGAR |
| 2025-12-03 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 7 @ $0 | EDGAR |
| 2025-09-03 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 7 @ $0 | EDGAR |
| 2025-06-16 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 6 @ $0 | EDGAR |
| 2025-05-28 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 602 @ $0 | EDGAR |
| 2025-03-26 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 8 @ $0 | EDGAR |
| 2024-12-04 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 8 @ $0 | EDGAR |
| 2024-08-27 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 16 @ $0 | EDGAR |
| 2024-06-06 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 10 @ $0 | EDGAR |
| 2024-05-14 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 699 @ $0 | EDGAR |
| 2024-03-28 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 12 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1405298 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →