Bernstein David — SEC Form 4 filings
SEC reporting owner CIK 1406203. 20 Form 4 filings on record with FilingPulse; latest filed 2026-05-12.
Transaction summary — filings shown
Covers all 20 filings on record, filed 2024-01-23 to 2026-05-12. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 8 legs across 8 filings — 1,309,630 shares, $34,724,807 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 20.
- Largest priced transaction: sale of 361,790 shares @ $33.22 ($12,016,891) in CARNIVAL PLC, filed 2026-02-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| CARNIVAL PLC (CUK) | CFO & CAO | 10 | — | 4 legs · 654,815 sh · $17,362,404 | 10 |
| Carnival Corp Ltd. (CCL) | CFO & CAO | 10 | — | 4 legs · 654,815 sh · $17,362,404 | 10 |
Form 4 filings — Bernstein David
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-12 | 4 | Carnival Corp Ltd. (CCL) | Grant/award (A): 49,894 @ $0 | EDGAR |
| 2026-05-07 | 4 | CARNIVAL PLC (CUK) | Disposition to issuer (D): 95,012 | EDGAR |
| 2026-04-23 | 4 | CARNIVAL PLC (CUK) | Tax withholding (F): 7,578 @ $28.74 · Tax withholding (F): 9,734 @ $28.74 | EDGAR |
| 2026-04-23 | 4 | CARNIVAL CORP (CCL) | Tax withholding (F): 7,578 @ $28.74 · Tax withholding (F): 9,734 @ $28.74 | EDGAR |
| 2026-02-12 | 4 | CARNIVAL PLC (CUK) | Grant/award (A): 333,805 @ $0 · Sale (S): 361,790 @ $33.22 | EDGAR |
| 2026-02-12 | 4 | CARNIVAL CORP (CCL) | Grant/award (A): 333,805 @ $0 · Sale (S): 361,790 @ $33.22 | EDGAR |
| 2025-05-16 | 4 | CARNIVAL PLC (CUK) | Sale (S): 105,010 @ $22.84 | EDGAR |
| 2025-05-16 | 4 | CARNIVAL CORP (CCL) | Sale (S): 105,010 @ $22.84 | EDGAR |
| 2025-04-24 | 4 | CARNIVAL PLC (CUK) | Tax withholding (F): 7,534 @ $17.62 | EDGAR |
| 2025-04-24 | 4 | CARNIVAL CORP (CCL) | Tax withholding (F): 7,534 @ $17.62 | EDGAR |
| 2025-04-18 | 4 | CARNIVAL PLC (CUK) | Grant/award (A): 73,774 @ $0 | EDGAR |
| 2025-04-18 | 4 | CARNIVAL CORP (CCL) | Grant/award (A): 73,774 @ $0 | EDGAR |
| 2025-02-20 | 4 | CARNIVAL PLC (CUK) | Tax withholding (F): 16,529 @ $25.93 · Tax withholding (F): 33,057 @ $25.93 · Tax withholding (F): 11,012 @ $25.93 | EDGAR |
| 2025-02-20 | 4 | CARNIVAL CORP (CCL) | Tax withholding (F): 16,529 @ $25.93 · Tax withholding (F): 33,057 @ $25.93 · Tax withholding (F): 11,012 @ $25.93 | EDGAR |
| 2024-04-10 | 4 | CARNIVAL PLC (CUK) | Grant/award (A): 57,440 @ $0 | EDGAR |
| 2024-04-10 | 4 | CARNIVAL CORP (CCL) | Grant/award (A): 57,440 @ $0 | EDGAR |
| 2024-02-20 | 4 | CARNIVAL PLC (CUK) | Sale (S): 153,995 @ $15.37 | EDGAR |
| 2024-02-20 | 4 | CARNIVAL CORP (CCL) | Sale (S): 153,995 @ $15.37 | EDGAR |
| 2024-01-23 | 4 | CARNIVAL PLC (CUK) | Sale (S): 34,020 @ $17.05 | EDGAR |
| 2024-01-23 | 4 | CARNIVAL CORP (CCL) | Sale (S): 34,020 @ $17.05 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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