Keenan James — SEC Form 4 filings
SEC reporting owner CIK 1406689. 4 Form 4 filings on record with FilingPulse; latest filed 2024-03-20.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-02-02 to 2024-03-20. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 17.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| BlackRock Capital Investment Corp (BKCC) | Interim CEO | 2 | — | — | 10 |
| BlackRock Credit Strategies Fund | — | 1 | — | — | 6 |
| BlackRock Private Investments Fund | — | 1 | — | — | 1 |
Form 4 filings — Keenan James
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-03-20 | 4 | BlackRock Capital Investment Corp (BKCC) | Disposition to issuer (D): 490,003 · Disposition to issuer (D): 42,247.05 (derivative) · Disposition to issuer (D): 52,024.86 (derivative) · Disposition to issuer (D): 113,305.93 (derivative) | EDGAR |
| 2024-03-05 | 4 | BlackRock Private Investments Fund | Grant/award (A): 25,079.59 (derivative) @ $11.32 | EDGAR |
| 2024-02-02 | 4 | BlackRock Capital Investment Corp (BKCC) | Option exercise (M): 127,942.17 · Disposition to issuer (D): 127,942.17 @ $3.86 · Grant/award (A): 110,324.19 (derivative) @ $0 · Option exercise (M): 25,327.89 (derivative) · Option exercise (M): 41,135.28 (derivative) · Option exercise (M): 61,479 (derivative) | EDGAR |
| 2024-02-02 | 4 | BlackRock Credit Strategies Fund | Option exercise (M): 111,710.47 · Disposition to issuer (D): 111,710.47 @ $8.62 · Grant/award (A): 98,805.42 (derivative) @ $8.62 · Option exercise (M): 21,473.01 (derivative) · Option exercise (M): 33,505.19 (derivative) · Option exercise (M): 56,732.27 (derivative) | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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