Schobel Alexander Mark — SEC Form 4 filings
SEC reporting owner CIK 1406836. 4 Form 4 filings on record with FilingPulse; latest filed 2024-10-02.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-03-11 to 2024-10-02. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 2 legs across 2 filings — 75,000 shares, $429,685 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 4.
- Largest priced transaction: sale of 50,000 shares @ $6.00 ($300,000) in Aquestive Therapeutics, Inc., filed 2024-03-19.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Aquestive Therapeutics, Inc. (AQST) | Chief Innovation/Tech Officer | 4 | — | 2 legs · 75,000 sh · $429,685 | 4 |
Form 4 filings — Schobel Alexander Mark
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-10-02 | 4/A | Aquestive Therapeutics, Inc. (AQST) | Tax withholding (F): 9,645 @ $4.88 | EDGAR |
| 2024-03-19 | 4 | Aquestive Therapeutics, Inc. (AQST) | Sale (S): 50,000 @ $6 | EDGAR |
| 2024-03-12 | 4 | Aquestive Therapeutics, Inc. (AQST) | Sale (S): 25,000 @ $5.19 · Tax withholding (F): 5,895 @ $4.88 | EDGAR |
| 2024-03-11 | 4 | Aquestive Therapeutics, Inc. (AQST) | Grant/award (A): 82,500 @ $0 · Grant/award (A): 41,250 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1406836 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →