Brookfield OCM Holdings II, LLC — SEC Form 4 filings
SEC reporting owner CIK 1407178. 3 Form 4 filings on record with FilingPulse; latest filed 2024-05-16.
Transaction summary — filings shown
Covers all 3 filings on record, filed 2024-03-29 to 2024-05-16. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 3.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| BATTALION OIL CORP (BATL) | Director, 10% owner | 3 | — | — | 3 |
Form 4 filings — Brookfield OCM Holdings II, LLC
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-05-16 | 4/A | BATTALION OIL CORP (BATL) jointly with Brookfield Oaktree Holdings, LLC, Brookfield OCM Holdings, LLC, Oaktree Capital Group Holdings GP, LLC, Oaktree Capital I, L.P., BAM Partners Trust, BROOKFIELD Corp /ON/, Oaktree Fund GP, LLC, OCM HLCN Holdings, L.P., OAKTREE FUND GP I, L.P. | Grant/award (A): 6,376 (derivative) | EDGAR |
| 2024-05-15 | 4 | BATTALION OIL CORP (BATL) jointly with Brookfield Oaktree Holdings, LLC, Brookfield OCM Holdings, LLC, Oaktree Capital Group Holdings GP, LLC, Oaktree Capital I, L.P., OAKTREE FUND GP I, L.P., Oaktree Fund GP, LLC, OCM HLCN Holdings, L.P., BAM Partners Trust | Grant/award (A): 6,376 (derivative) | EDGAR |
| 2024-03-29 | 4 | BATTALION OIL CORP (BATL) jointly with Brookfield Oaktree Holdings, LLC, Brookfield OCM Holdings, LLC, Oaktree Capital Group Holdings GP, LLC, Oaktree Capital I, L.P., OAKTREE FUND GP I, L.P., Oaktree Fund GP, LLC, OCM HLCN Holdings, L.P., BAM Partners Trust, BROOKFIELD Corp /ON/ | Grant/award (A): 6,376 (derivative) | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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