Lo Andrew Tak Shing — SEC Form 4 filings
SEC reporting owner CIK 1407922. 5 Form 4 filings on record with FilingPulse; latest filed 2026-09-10.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2024-03-01 to 2026-09-10. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 2 legs across 1 filing — 143,370 shares, $4,643,946 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 32.
- Largest priced transaction: sale of 100,840 shares @ $32.20 ($3,247,048) in Invesco Ltd., filed 2026-09-10.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Invesco Ltd. (IVZ) | Senior Managing Director | 5 | — | 2 legs · 143,370 sh · $4,643,946 | 32 |
Form 4 filings — Lo Andrew Tak Shing
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-10 | 4 | Invesco Ltd. (IVZ) | Sale (S): 42,530 @ $32.84 · Sale (S): 100,840 @ $32.20 | EDGAR |
| 2026-07-07 | 4 | Invesco Ltd. (IVZ) | Option exercise (M): 116,754 @ $0 · Option exercise (M): 116,754 (derivative) @ $0 | EDGAR |
| 2026-03-03 | 4 | Invesco Ltd. (IVZ) | Grant/award (A): 16,479 @ $0 · Grant/award (A): 83,419 @ $0 · Grant/award (A): 14,333 @ $0 · Grant/award (A): 17,923 @ $0 · Grant/award (A): 18,113 @ $0 · Option exercise (M): 16,479 (derivative) @ $0 · +4 more | EDGAR |
| 2025-03-04 | 4 | Invesco Ltd. (IVZ) | Option exercise (M): 13,122 @ $0 · Option exercise (M): 16,807 @ $0 · Option exercise (M): 16,478 @ $0 · Option exercise (M): 14,333 @ $0 · Option exercise (M): 17,923 @ $0 · Option exercise (M): 13,122 (derivative) @ $0 · +4 more | EDGAR |
| 2024-03-01 | 4 | Invesco Ltd. (IVZ) | Option exercise (M): 25,538 @ $0 · Option exercise (M): 51,962 @ $0 · Option exercise (M): 13,122 @ $0 · Option exercise (M): 16,478 @ $0 · Option exercise (M): 14,333 @ $0 · Option exercise (M): 25,538 (derivative) @ $0 · +4 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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