Gendell David B. — SEC Form 4 filings
SEC reporting owner CIK 1408176. 13 Form 4 filings on record with FilingPulse; latest filed 2026-07-06.
Transaction summary — filings shown
Covers all 13 filings on record, filed 2024-04-02 to 2026-07-06. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 2 filings — 27,867 shares, $9,952,101 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 11.
- Largest priced transaction: sale of 17,867 shares @ $452.20 ($8,079,457) in IES Holdings, Inc., filed 2025-12-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| IES Holdings, Inc. (IESC) | Director | 13 | — | 3 legs · 27,867 sh · $9,952,101 | 11 |
Form 4 filings — Gendell David B.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-06 | 4 | IES Holdings, Inc. (IESC) | Grant/award (A): 34 @ $0 | EDGAR |
| 2026-04-02 | 4 | IES Holdings, Inc. (IESC) | Grant/award (A): 53 @ $0 | EDGAR |
| 2026-01-05 | 4 | IES Holdings, Inc. (IESC) | Grant/award (A): 65 @ $0 | EDGAR |
| 2025-12-12 | 4 | IES Holdings, Inc. (IESC) | Sale (S): 17,867 @ $452.20 | EDGAR |
| 2025-10-03 | 4 | IES Holdings, Inc. (IESC) | Grant/award (A): 64 @ $0 | EDGAR |
| 2025-07-02 | 4 | IES Holdings, Inc. (IESC) | Grant/award (A): 86 @ $0 | EDGAR |
| 2025-04-02 | 4 | IES Holdings, Inc. (IESC) | Grant/award (A): 155 @ $0 | EDGAR |
| 2025-02-11 | 4 | IES Holdings, Inc. (IESC) | Gift (G): 40,000 @ $0 | EDGAR |
| 2025-01-03 | 4 | IES Holdings, Inc. (IESC) | Grant/award (A): 127 @ $0 | EDGAR |
| 2024-10-02 | 4 | IES Holdings, Inc. (IESC) | Grant/award (A): 128 @ $0 | EDGAR |
| 2024-09-04 | 4 | IES Holdings, Inc. (IESC) | Sale (S): 7,521 @ $187.48 · Sale (S): 2,479 @ $186.61 | EDGAR |
| 2024-07-02 | 4 | IES Holdings, Inc. (IESC) | Grant/award (A): 183 @ $0 | EDGAR |
| 2024-04-02 | 4 | IES Holdings, Inc. (IESC) | Grant/award (A): 210 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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