Smith Alan E — SEC Form 4 filings
SEC reporting owner CIK 1408288. 9 Form 4 filings on record with FilingPulse; latest filed 2025-06-11.
Transaction summary — filings shown
Covers all 9 filings on record, filed 2024-05-21 to 2025-06-11. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 24.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| GRAHAM CORP (GHM) | VP & General Manager - Batavia | 9 | — | — | 24 |
Form 4 filings — Smith Alan E
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-06-11 | 4 | GRAHAM CORP (GHM) | Grant/award (A): 7,693 @ $0 · Tax withholding (F): 3,619 @ $44.66 | EDGAR |
| 2025-06-05 | 4 | GRAHAM CORP (GHM) | Option exercise (M): 1,291 @ $0 · Tax withholding (F): 607 @ $40.89 · Option exercise (M): 1,291 (derivative) @ $0 | EDGAR |
| 2025-06-04 | 4 | GRAHAM CORP (GHM) | Grant/award (A): 2,591 (derivative) @ $0 | EDGAR |
| 2025-05-27 | 4 | GRAHAM CORP (GHM) | Option exercise (M): 3,053 @ $0 · Tax withholding (F): 1,436 @ $36.79 · Option exercise (M): 18,315 @ $0 · Tax withholding (F): 8,617 @ $36.79 · Option exercise (M): 3,053 (derivative) @ $0 · Option exercise (M): 18,315 (derivative) @ $0 | EDGAR |
| 2025-05-20 | 4 | GRAHAM CORP (GHM) | Option exercise (M): 2,374 @ $0 · Tax withholding (F): 1,164 @ $37.29 · Option exercise (M): 2,374 (derivative) @ $0 | EDGAR |
| 2024-06-06 | 4 | GRAHAM CORP (GHM) | Grant/award (A): 3,873 (derivative) @ $0 | EDGAR |
| 2024-06-04 | 4 | GRAHAM CORP (GHM) | Tax withholding (F): 520 @ $27.05 · Tax withholding (F): 3,123 @ $27.05 | EDGAR |
| 2024-05-28 | 4 | GRAHAM CORP (GHM) | Option exercise (M): 3,053 @ $0 · Tax withholding (F): 1,096 @ $28.44 · Option exercise (M): 3,053 (derivative) @ $0 | EDGAR |
| 2024-05-21 | 4 | GRAHAM CORP (GHM) | Option exercise (M): 2,374 @ $0 · Tax withholding (F): 945 @ $29.12 · Option exercise (M): 2,374 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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