Herzfeld Erik Mervin — SEC Form 4 filings
SEC reporting owner CIK 1413260. 13 Form 4 filings on record with FilingPulse; latest filed 2026-01-05.
Transaction summary — filings shown
Covers all 13 filings on record, filed 2024-02-02 to 2026-01-05. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 2 filings — 173,975 shares, $451,805 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 11.
- Largest priced transaction: purchase of 95,999 shares @ $2.60 ($249,597) in Herzfeld Credit Income Fund, Inc, filed 2025-03-11.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Herzfeld Credit Income Fund, Inc (HERZ) | President | 13 | 2 legs · 173,975 sh · $451,805 | — | 11 |
Form 4 filings — Herzfeld Erik Mervin
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-01-05 | 4/A | Herzfeld Credit Income Fund, Inc (HERZ) | Disposition to issuer (D): 120,584 @ $2.58 | EDGAR |
| 2026-01-02 | 4 | Herzfeld Credit Income Fund, Inc (HERZ) | Disposition to issuer (D): 120,583 @ $2.58 | EDGAR |
| 2025-10-23 | 4 | Herzfeld Credit Income Fund, Inc (HERZ) | Disposition to issuer (D): 46,642 @ $2.59 | EDGAR |
| 2025-07-02 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Other (J): 55,241 @ $2.46 | EDGAR |
| 2025-03-11 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Purchase (P): 95,999 @ $2.60 | EDGAR |
| 2025-03-10 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Purchase (P): 77,976 @ $2.59 | EDGAR |
| 2024-11-21 | 4/A | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Disposition to issuer (D): 31,315 @ $3.23 | EDGAR |
| 2024-11-19 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Disposition to issuer (D): 31,268 @ $3.23 | EDGAR |
| 2024-07-17 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Other (J): 18,193 @ $2.33 | EDGAR |
| 2024-05-14 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Other (J): 17,196 @ $2.41 | EDGAR |
| 2024-03-26 | 4/A | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Disposition to issuer (D): 64,131 @ $3.38 | EDGAR |
| 2024-03-21 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Disposition to issuer (D): 64,010 @ $3.38 | EDGAR |
| 2024-02-02 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Other (J): 17,469 @ $2.63 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1413260 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →