TATUM KAY W — SEC Form 4 filings
SEC reporting owner CIK 1416189. 6 Form 4 filings on record with FilingPulse; latest filed 2026-01-06.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-02-02 to 2026-01-06. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 6.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Herzfeld Credit Income Fund, Inc (HERZ) | Director | 6 | — | — | 6 |
Form 4 filings — TATUM KAY W
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-01-06 | 4/A | Herzfeld Credit Income Fund, Inc (HERZ) | Disposition to issuer (D): 1,078 @ $2.58 | EDGAR |
| 2026-01-02 | 4 | Herzfeld Credit Income Fund, Inc (HERZ) | Disposition to issuer (D): 1,413 @ $2.58 | EDGAR |
| 2025-07-02 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Other (J): 282 @ $2.46 | EDGAR |
| 2024-07-17 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Other (J): 206 @ $2.33 | EDGAR |
| 2024-05-14 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Other (J): 195 @ $2.41 | EDGAR |
| 2024-02-02 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Other (J): 171 @ $2.63 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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