Caplan Jay David — SEC Form 4 filings
SEC reporting owner CIK 1419217. 6 Form 4 filings on record with FilingPulse; latest filed 2025-12-17.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-02-08 to 2025-12-17. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 4 legs across 3 filings — 173,015 shares, $429,281 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 17.
- Largest priced transaction: sale of 65,000 shares @ $2.90 ($188,474) in FRACTYL HEALTH, INC., filed 2024-09-13.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| FRACTYL HEALTH, INC. (GUTS) | President, Chief Product Off. | 6 | — | 4 legs · 173,015 sh · $429,281 | 17 |
Form 4 filings — Caplan Jay David
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-12-17 | 4 | FRACTYL HEALTH, INC. (GUTS) | Grant/award (A): 845,226 (derivative) @ $0 | EDGAR |
| 2025-03-03 | 4 | FRACTYL HEALTH, INC. (GUTS) | Grant/award (A): 179,700 (derivative) @ $0 · Grant/award (A): 104,400 (derivative) @ $0 | EDGAR |
| 2025-02-03 | 4 | FRACTYL HEALTH, INC. (GUTS) | Option exercise (M): 21,472 @ $1.70 · Sale (S): 21,472 @ $1.95 · Option exercise (M): 22,346 @ $1.70 · Sale (S): 22,346 @ $1.81 · Option exercise (M): 21,472 (derivative) @ $0 · Option exercise (M): 22,346 (derivative) @ $0 | EDGAR |
| 2024-11-13 | 4 | FRACTYL HEALTH, INC. (GUTS) | Option exercise (M): 187,257 @ $0 · Sale (S): 64,197 @ $2.47 · Option exercise (M): 187,257 (derivative) @ $0 | EDGAR |
| 2024-09-13 | 4 | FRACTYL HEALTH, INC. (GUTS) | Option exercise (M): 95,484 @ $1.70 · Sale (S): 65,000 @ $2.90 · Option exercise (M): 95,484 (derivative) @ $0 | EDGAR |
| 2024-02-08 | 4 | Fractyl Health, Inc. (GUTS) | Conversion (C): 23,299 · Conversion (C): 118,810 · Conversion (C): 50,000 (derivative) · Conversion (C): 177,726 (derivative) · Conversion (C): 44,730 (derivative) · Conversion (C): 32,514 (derivative) | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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