Legg JoEllen — SEC Form 4 filings
SEC reporting owner CIK 1422288. 6 Form 4 filings on record with FilingPulse; latest filed 2026-06-25.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-03-27 to 2026-06-25. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 6 legs across 6 filings — 3,672 shares, $113,950 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 1,890 shares @ $26.46 ($50,009) in REAVES UTILITY INCOME FUND, filed 2024-03-27.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| REAVES UTILITY INCOME FUND (UTG) | Director | 6 | 6 legs · 3,672 sh · $113,950 | — | — |
Form 4 filings — Legg JoEllen
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-25 | 4 | REAVES UTILITY INCOME FUND (UTG) | Purchase (P): 580 @ $42.62 | EDGAR |
| 2024-12-17 | 4 | REAVES UTILITY INCOME FUND (UTG) | Purchase (P): 298 @ $32.93 | EDGAR |
| 2024-11-18 | 4 | REAVES UTILITY INCOME FUND (UTG) | Purchase (P): 294 @ $33.32 | EDGAR |
| 2024-10-16 | 4 | REAVES UTILITY INCOME FUND (UTG) | Purchase (P): 300 @ $32.63 | EDGAR |
| 2024-09-19 | 4 | REAVES UTILITY INCOME FUND (UTG) | Purchase (P): 310 @ $31.69 | EDGAR |
| 2024-03-27 | 4 | REAVES UTILITY INCOME FUND (UTG) | Purchase (P): 1,890 @ $26.46 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1422288 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →