Goerner Frederick C — SEC Form 4 filings
SEC reporting owner CIK 1429299. 12 Form 4 filings on record with FilingPulse; latest filed 2026-08-25.
Transaction summary — filings shown
Covers all 12 filings on record, filed 2025-02-21 to 2026-08-25. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 2 filings — 8,276 shares, $11,176 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 14.
- Largest priced transaction: sale of 5,020 shares @ $1.35 ($6,781) in MOBIX LABS, INC, filed 2025-02-25.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| MOBIX LABS, INC (MOBX) | Director | 12 | — | 3 legs · 8,276 sh · $11,176 | 14 |
Form 4 filings — Goerner Frederick C
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-25 | 4 | MOBIX LABS, INC (MOBX) | Conversion (C): 21,739 @ $0 · Conversion (C): 21,739 (derivative) @ $0 | EDGAR |
| 2026-07-02 | 4 | MOBIX LABS, INC (MOBX) | Grant/award (A): 13,660 @ $0 | EDGAR |
| 2026-05-04 | 4 | MOBIX LABS, INC (MOBX) | Grant/award (A): 14,805 @ $0 · Grant/award (A): 5,000 @ $0 | EDGAR |
| 2025-11-28 | 4 | MOBIX LABS, INC (MOBX) | Grant/award (A): 39,166 @ $0 | EDGAR |
| 2025-09-25 | 4 | MOBIX LABS, INC (MOBX) | Grant/award (A): 46,855 @ $0 | EDGAR |
| 2025-08-13 | 4 | MOBIX LABS, INC (MOBX) | Grant/award (A): 915,033 (derivative) @ $0 | EDGAR |
| 2025-07-11 | 4 | MOBIX LABS, INC (MOBX) | Grant/award (A): 131,356 @ $0 | EDGAR |
| 2025-05-12 | 4/A | MOBIX LABS, INC (MOBX) | Grant/award (A): 1,050,000 @ $0 | EDGAR |
| 2025-04-14 | 4 | MOBIX LABS, INC (MOBX) | Grant/award (A): 1,050,000 @ $0 | EDGAR |
| 2025-02-25 | 4 | MOBIX LABS, INC (MOBX) | Sale (S): 5,020 @ $1.35 | EDGAR |
| 2025-02-21 | 4/A | MOBIX LABS, INC (MOBX) | Grant/award (A): 263,445 · Grant/award (A): 20,000 (derivative) @ $0 · Grant/award (A): 133,416 (derivative) @ $0 | EDGAR |
| 2025-02-21 | 4 | MOBIX LABS, INC (MOBX) | Sale (S): 1,928 @ $1.35 · Sale (S): 1,328 @ $1.35 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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