RIVERNORTH CAPITAL MANAGEMENT, LLC — SEC Form 4 filings
SEC reporting owner CIK 1447578. 7 Form 4 filings on record with FilingPulse; latest filed 2024-11-27.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2024-11-27 to 2024-11-27. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 8.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| RiverNorth Flexible Municipal Income Fund, Inc. (RFM) | — | 1 | — | — | 2 |
| RIVERNORTH OPPORTUNITIES FUND, INC. (RIV) | — | 1 | — | — | 1 |
| RiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ) | — | 1 | — | — | 1 |
| RiverNorth Managed Duration Municipal Income Fund II, Inc. (RMMZ) | — | 1 | — | — | 1 |
| RiverNorth Managed Duration Municipal Income Fund, Inc. (RMM) | — | 1 | — | — | 1 |
| RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | — | 1 | — | — | 1 |
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP) | — | 1 | — | — | 1 |
Form 4 filings — RIVERNORTH CAPITAL MANAGEMENT, LLC
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-11-27 | 4 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIV) | Other (J): 76,796 | EDGAR |
| 2024-11-27 | 4 | RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | Other (J): 5,010 | EDGAR |
| 2024-11-27 | 4 | RiverNorth Flexible Municipal Income Fund, Inc. (RFM) | Other (J): 1,531 · Other (J): 74,080 | EDGAR |
| 2024-11-27 | 4 | RiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ) | Other (J): 170,683 | EDGAR |
| 2024-11-27 | 4 | RiverNorth Managed Duration Municipal Income Fund, Inc. (RMM) | Other (J): 5,000 | EDGAR |
| 2024-11-27 | 4 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP) | Other (J): 71,453 | EDGAR |
| 2024-11-27 | 4 | RiverNorth Managed Duration Municipal Income Fund II, Inc. (RMMZ) | Other (J): 47,687 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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