Carlton Pamela G — SEC Form 4 filings
SEC reporting owner CIK 1449984. 12 Form 4 filings on record with FilingPulse; latest filed 2026-06-12.
Transaction summary — filings shown
Covers all 12 filings on record, filed 2024-04-03 to 2026-06-12. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 100 shares, $3,600 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 12 legs across 5 filings — 5,630 shares, $328,472 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 6.
- Largest priced transaction: sale of 534 shares @ $247.07 ($131,935) in Evercore Inc., filed 2024-07-31.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Evercore Inc. (EVR) | Director | 5 | — | 2 legs · 726 sh · $197,812 | 3 |
| Columbia Seligman Premium Technology Growth Fund, Inc. (STK) | Director | 2 | 1 leg · 100 sh · $3,600 | 7 legs · 2,256 sh · $65,384 | — |
| TRI-CONTINENTAL Corp (TY) | Director | 1 | — | 2 legs · 1,815 sh · $56,678 | — |
| Apollo Commercial Real Estate Finance, Inc. (ARI) | Director | 4 | — | 1 leg · 833 sh · $8,597 | 3 |
Form 4 filings — Carlton Pamela G
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-12 | 4 | Evercore Inc. (EVR) | Grant/award (A): 364 @ $0 | EDGAR |
| 2026-04-03 | 4 | Apollo Commercial Real Estate Finance, Inc. (ARI) | Grant/award (A): 9,587 @ $0 | EDGAR |
| 2025-12-16 | 4 | Columbia Seligman Premium Technology Growth Fund, Inc. (STK) | Purchase (P): 100 @ $36 | EDGAR |
| 2025-12-11 | 4 | Evercore Inc. (EVR) | Sale (S): 192 @ $343.11 | EDGAR |
| 2025-06-12 | 4 | Evercore Inc. (EVR) | Grant/award (A): 527 @ $0 | EDGAR |
| 2025-04-03 | 4 | Apollo Commercial Real Estate Finance, Inc. (ARI) | Grant/award (A): 10,162 @ $0 | EDGAR |
| 2025-03-11 | 4 | Columbia Seligman Premium Technology Growth Fund, Inc. (STK) | Sale (S): 6 @ $29.06 · Sale (S): 28 @ $29.05 · Sale (S): 1,028 @ $29.04 · Sale (S): 1 @ $29.03 · Sale (S): 10 @ $29.02 · Sale (S): 1 @ $29.01 · +1 more | EDGAR |
| 2025-03-11 | 4 | TRI-CONTINENTAL Corp (TY) | Sale (S): 332 @ $31.25 · Sale (S): 1,483 @ $31.22 | EDGAR |
| 2024-09-10 | 4 | Apollo Commercial Real Estate Finance, Inc. (ARI) | Sale (S): 833 @ $10.32 | EDGAR |
| 2024-07-31 | 4 | Evercore Inc. (EVR) | Sale (S): 534 @ $247.07 | EDGAR |
| 2024-06-20 | 4 | Evercore Inc. (EVR) | Grant/award (A): 639 @ $0 | EDGAR |
| 2024-04-03 | 4 | Apollo Commercial Real Estate Finance, Inc. (ARI) | Grant/award (A): 9,140 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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