Otten Anthony L. — SEC Form 4 filings
SEC reporting owner CIK 1450795. 5 Form 4 filings on record with FilingPulse; latest filed 2026-08-12.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2024-06-12 to 2026-08-12. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 3 legs across 3 filings — 15,000 shares, $13,898 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 3.
- Largest priced transaction: purchase of 5,000 shares @ $1.09 ($5,450) in ORION ENERGY SYSTEMS, INC., filed 2024-06-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ORION ENERGY SYSTEMS, INC. (OESX) | Director | 5 | 3 legs · 15,000 sh · $13,898 | — | 3 |
Form 4 filings — Otten Anthony L.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-12 | 4 | ORION ENERGY SYSTEMS, INC. (OESX) | Grant/award (A): 2,532 @ $0 | EDGAR |
| 2025-07-01 | 4 | ORION ENERGY SYSTEMS, INC. (OESX) | Grant/award (A): 20,000 @ $0 | EDGAR |
| 2025-02-19 | 4 | ORION ENERGY SYSTEMS, INC. (OESX) | Purchase (P): 5,000 @ $0.83 | EDGAR |
| 2024-11-18 | 4 | ORION ENERGY SYSTEMS, INC. (OESX) | Purchase (P): 5,000 @ $0.86 | EDGAR |
| 2024-06-12 | 4 | ORION ENERGY SYSTEMS, INC. (OESX) | Grant/award (A): 27,523 @ $0 · Purchase (P): 5,000 @ $1.09 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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