Abate Christopher J — SEC Form 4 filings
SEC reporting owner CIK 1453409. 12 Form 4 filings on record with FilingPulse; latest filed 2026-09-18.
Transaction summary — filings shown
Covers all 12 filings on record, filed 2024-04-18 to 2026-09-18. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 2 filings — 200,000 shares, $767,800 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 20.
- Largest priced transaction: purchase of 100,000 shares @ $3.84 ($383,900) in REDWOOD TRUST INC, filed 2026-09-18.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| REDWOOD TRUST INC (RWT) | Chief Executive Officer, Director | 9 | 2 legs · 200,000 sh · $767,800 | — | 17 |
| HERITAGE COMMERCE CORP (HTBK) | Director | 3 | — | — | 3 |
Form 4 filings — Abate Christopher J
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-18 | 4/A | REDWOOD TRUST INC (RWT) | Purchase (P): 100,000 @ $3.84 | EDGAR |
| 2026-09-15 | 4 | REDWOOD TRUST INC (RWT) | Purchase (P): 100,000 @ $3.84 | EDGAR |
| 2026-04-17 | 4 | HERITAGE COMMERCE CORP (HTBK) | Disposition to issuer (D): 6,980 @ $0 | EDGAR |
| 2026-04-15 | 4 | REDWOOD TRUST INC (RWT) | Option exercise (M): 51,396 @ $5.97 · Tax withholding (F): 60,212 (derivative) @ $0 · Option exercise (M): 51,396 (derivative) @ $0 | EDGAR |
| 2026-03-09 | 4 | HERITAGE COMMERCE CORP (HTBK) | Grant/award (A): 4,022 @ $0 | EDGAR |
| 2025-12-29 | 4 | REDWOOD TRUST INC (RWT) | Option exercise (M): 52,523 @ $5.49 · Tax withholding (F): 61,285 (derivative) @ $0 · Option exercise (M): 52,523 (derivative) @ $0 | EDGAR |
| 2025-12-12 | 4 | REDWOOD TRUST INC (RWT) | Grant/award (A): 115,896 (derivative) @ $0 | EDGAR |
| 2025-08-20 | 4 | HERITAGE COMMERCE CORP (HTBK) | Grant/award (A): 2,958 @ $0 | EDGAR |
| 2025-04-17 | 4 | REDWOOD TRUST INC (RWT) | Option exercise (M): 31,194 @ $5.23 · Option exercise (M): 31,194 (derivative) @ $0 · Tax withholding (F): 36,397 (derivative) @ $0 | EDGAR |
| 2024-12-26 | 4 | REDWOOD TRUST INC (RWT) | Option exercise (M): 49,441 @ $6.77 · Tax withholding (F): 57,457 (derivative) @ $0 · Option exercise (M): 49,441 (derivative) @ $0 | EDGAR |
| 2024-12-20 | 4 | REDWOOD TRUST INC (RWT) | Grant/award (A): 98,268 (derivative) @ $0 | EDGAR |
| 2024-04-18 | 4 | REDWOOD TRUST INC (RWT) | Option exercise (M): 99,229 @ $5.59 · Option exercise (M): 99,229 (derivative) @ $0 · Tax withholding (F): 115,320 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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