Kempton James M — SEC Form 4 filings
SEC reporting owner CIK 1456883. 22 Form 4 filings on record with FilingPulse; latest filed 2025-05-14.
Transaction summary — filings shown
Covers all 22 filings on record, filed 2024-01-22 to 2025-05-14. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 3 filings — 7,534 shares, $3,780 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 29.
- Largest priced transaction: sale of 2,293 shares @ $0.77 ($1,754) in SMITH MICRO SOFTWARE, INC., filed 2024-01-24.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| SMITH MICRO SOFTWARE, INC. (SMSI) | VP, CFO and Treasurer | 22 | — | 3 legs · 7,534 sh · $3,780 | 29 |
Form 4 filings — Kempton James M
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-05-14 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Disposition to issuer (D): 750 @ $0 · Tax withholding (F): 7,335 @ $0.94 | EDGAR |
| 2025-04-21 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 3,856 @ $0.81 | EDGAR |
| 2025-04-02 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Grant/award (A): 250 @ $0.62 | EDGAR |
| 2025-03-13 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Disposition to issuer (D): 379 @ $0 · Tax withholding (F): 3,778 @ $0.71 | EDGAR |
| 2025-03-07 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Grant/award (A): 100,000 @ $0 · Grant/award (A): 57,851 @ $0 | EDGAR |
| 2025-02-20 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 213 @ $1.39 | EDGAR |
| 2025-01-21 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 1,640 @ $1.23 | EDGAR |
| 2024-12-18 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Sale (S): 437 @ $0.79 · Tax withholding (F): 183 @ $0.76 | EDGAR |
| 2024-11-14 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Disposition to issuer (D): 322 @ $0 · Tax withholding (F): 3,097 @ $0.90 | EDGAR |
| 2024-10-22 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 1,386 @ $1.02 | EDGAR |
| 2024-09-19 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 183 @ $0.60 | EDGAR |
| 2024-08-14 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Disposition to issuer (D): 141 @ $0 · Tax withholding (F): 1,202 @ $0.85 | EDGAR |
| 2024-07-24 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 602 @ $2.28 | EDGAR |
| 2024-07-10 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Grant/award (A): 29,538 @ $0 | EDGAR |
| 2024-06-25 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 214 @ $2.22 | EDGAR |
| 2024-05-22 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 432 @ $2.43 · Tax withholding (F): 1,826 @ $2.51 | EDGAR |
| 2024-04-01 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Grant/award (A): 250 @ $0.29 | EDGAR |
| 2024-03-21 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 4,906 @ $0.34 | EDGAR |
| 2024-03-15 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Sale (S): 4,804 @ $0.35 | EDGAR |
| 2024-02-23 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Grant/award (A): 100,000 @ $0 · Grant/award (A): 86,422 @ $0 · Tax withholding (F): 1,018 @ $0.77 · Disposition to issuer (D): 7,291 @ $0 | EDGAR |
| 2024-01-24 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Sale (S): 2,293 @ $0.77 | EDGAR |
| 2024-01-22 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 1,016 @ $0.77 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1456883 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →