Garfin Mitchell — SEC Form 4 filings
SEC reporting owner CIK 1464011. 17 Form 4 filings on record with FilingPulse; latest filed 2026-02-03.
Transaction summary — filings shown
Covers all 17 filings on record, filed 2024-02-02 to 2026-02-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 67.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| BLACKROCK CREDIT ALLOCATION INCOME TRUST (BTZ) | — | 3 | — | — | 18 |
| BLACKROCK CORPORATE HIGH YIELD FUND, INC. (HYT) | — | 3 | — | — | 15 |
| BLACKROCK Ltd DURATION INCOME TRUST (BLW) | — | 3 | — | — | 12 |
| BLACKROCK FLOATING RATE INCOME TRUST (BGT) | — | 3 | — | — | 10 |
| BLACKROCK DEBT STRATEGIES FUND, INC. (DSU) | — | 3 | — | — | 8 |
| BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. (FRA) | — | 2 | — | — | 4 |
Form 4 filings — Garfin Mitchell
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-02-03 | 4 | BLACKROCK DEBT STRATEGIES FUND, INC. (DSU) | Option exercise (M): 2,256.33 · Disposition to issuer (D): 2,256.33 @ $10.21 · Grant/award (A): 13,946.65 (derivative) @ $10.21 · Option exercise (M): 2,256.33 (derivative) | EDGAR |
| 2026-02-03 | 4 | BLACKROCK CORPORATE HIGH YIELD FUND, INC. (HYT) | Option exercise (M): 33,028.45 · Disposition to issuer (D): 33,028.45 @ $8.86 · Option exercise (M): 15,669.86 (derivative) · Option exercise (M): 10,104.21 (derivative) · Option exercise (M): 7,254.37 (derivative) | EDGAR |
| 2026-02-03 | 4 | BLACKROCK Ltd DURATION INCOME TRUST (BLW) | Option exercise (M): 4,604.13 · Disposition to issuer (D): 4,604.13 @ $13.74 · Grant/award (A): 10,363.56 (derivative) @ $13.74 · Option exercise (M): 2,699.20 (derivative) · Option exercise (M): 1,904.93 (derivative) | EDGAR |
| 2026-02-03 | 4 | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. (FRA) | Option exercise (M): 2,950.66 · Disposition to issuer (D): 2,950.66 @ $11.76 · Option exercise (M): 2,950.66 (derivative) | EDGAR |
| 2026-02-03 | 4 | BLACKROCK FLOATING RATE INCOME TRUST (BGT) | Option exercise (M): 5,141.05 · Disposition to issuer (D): 5,141.05 @ $11.45 · Grant/award (A): 12,436.27 (derivative) @ $11.45 · Option exercise (M): 3,105.66 (derivative) · Option exercise (M): 2,035.40 (derivative) | EDGAR |
| 2026-02-03 | 4 | BLACKROCK CREDIT ALLOCATION INCOME TRUST (BTZ) | Option exercise (M): 8,122.52 · Disposition to issuer (D): 8,122.52 @ $10.64 · Grant/award (A): 13,383.02 (derivative) @ $10.64 · Option exercise (M): 3,573.69 (derivative) · Option exercise (M): 2,201.79 (derivative) · Option exercise (M): 2,347.04 (derivative) | EDGAR |
| 2025-02-04 | 4 | BLACKROCK DEBT STRATEGIES FUND, INC. (DSU) | Option exercise (M): 2,014.52 · Disposition to issuer (D): 2,014.52 @ $10.75 · Option exercise (M): 2,014.52 (derivative) | EDGAR |
| 2025-02-04 | 4 | BLACKROCK CORPORATE HIGH YIELD FUND, INC. (HYT) | Option exercise (M): 15,732.55 · Disposition to issuer (D): 15,732.55 @ $9.90 · Grant/award (A): 42,606.06 (derivative) @ $9.90 · Option exercise (M): 9,157.72 (derivative) · Option exercise (M): 6,574.83 (derivative) | EDGAR |
| 2025-02-04 | 4 | BLACKROCK Ltd DURATION INCOME TRUST (BLW) | Option exercise (M): 1,728.68 · Disposition to issuer (D): 1,728.68 @ $14.35 · Grant/award (A): 7,348.43 (derivative) @ $14.35 · Option exercise (M): 1,728.68 (derivative) | EDGAR |
| 2025-02-04 | 4 | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. (FRA) | Grant/award (A): 8,025.11 (derivative) @ $13.14 | EDGAR |
| 2025-02-04 | 4 | BLACKROCK FLOATING RATE INCOME TRUST (BGT) | Option exercise (M): 1,808.22 · Disposition to issuer (D): 1,808.22 @ $12.74 · Grant/award (A): 8,277.08 (derivative) @ $12.74 · Option exercise (M): 1,808.22 (derivative) | EDGAR |
| 2025-02-04 | 4 | BLACKROCK CREDIT ALLOCATION INCOME TRUST (BTZ) | Option exercise (M): 10,625.75 · Disposition to issuer (D): 10,625.75 @ $10.80 · Grant/award (A): 9,763.89 (derivative) @ $10.80 · Option exercise (M): 2,005.22 (derivative) · Option exercise (M): 2,137.50 (derivative) · Option exercise (M): 6,483.04 (derivative) | EDGAR |
| 2024-02-02 | 4 | BLACKROCK DEBT STRATEGIES FUND, INC. (DSU) | Grant/award (A): 5,424.43 (derivative) @ $11.05 | EDGAR |
| 2024-02-02 | 4 | BLACKROCK CORPORATE HIGH YIELD FUND, INC. (HYT) | Option exercise (M): 15,606.93 · Disposition to issuer (D): 15,606.93 @ $9.60 · Grant/award (A): 24,975 (derivative) @ $9.60 · Option exercise (M): 5,976.97 (derivative) · Option exercise (M): 9,629.95 (derivative) | EDGAR |
| 2024-02-02 | 4 | BLACKROCK Ltd DURATION INCOME TRUST (BLW) | Option exercise (M): 1,572.96 · Disposition to issuer (D): 1,572.96 @ $13.99 · Option exercise (M): 1,572.96 (derivative) | EDGAR |
| 2024-02-02 | 4 | BLACKROCK FLOATING RATE INCOME TRUST (BGT) | Grant/award (A): 4,857.37 (derivative) @ $12.34 | EDGAR |
| 2024-02-02 | 4 | BLACKROCK CREDIT ALLOCATION INCOME TRUST (BTZ) | Option exercise (M): 13,676.41 · Disposition to issuer (D): 13,676.41 @ $10.94 · Grant/award (A): 5,478.98 (derivative) @ $10.94 · Option exercise (M): 1,946.80 (derivative) · Option exercise (M): 5,904.67 (derivative) · Option exercise (M): 5,824.93 (derivative) | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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