Nick Mosich — SEC Form 4 filings
SEC reporting owner CIK 1464919. 8 Form 4 filings on record with FilingPulse; latest filed 2026-09-16.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-09-04 to 2026-09-16. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 8 legs across 6 filings — 16,514 shares, $1,435,099 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 11.
- Largest priced transaction: sale of 5,102 shares @ $80.00 ($408,160) in Axos Financial, Inc., filed 2024-11-15.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Axos Financial, Inc. (AX) | Director | 8 | — | 8 legs · 16,514 sh · $1,435,099 | 11 |
Form 4 filings — Nick Mosich
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-16 | 4/A | Axos Financial, Inc. (AX) | Sale (S): 1,275 @ $98 | EDGAR |
| 2026-02-19 | 4 | Axos Financial, Inc. (AX) | Sale (S): 1,275 @ $98 | EDGAR |
| 2026-02-13 | 4 | Axos Financial, Inc. (AX) | Sale (S): 1,000 @ $97 | EDGAR |
| 2025-11-18 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 5,443 @ $79.12 · Disposition to issuer (D): 2,721 @ $79.12 · Option exercise (M): 5,443 (derivative) @ $0 · Grant/award (A): 4,588 (derivative) @ $0 | EDGAR |
| 2025-09-03 | 4 | Axos Financial, Inc. (AX) | Sale (S): 4,380 @ $90.01 · Sale (S): 620 @ $90.50 | EDGAR |
| 2024-11-22 | 4 | Axos Financial, Inc. (AX) | Sale (S): 1,431 @ $80.25 · Sale (S): 1,431 @ $80.25 | EDGAR |
| 2024-11-15 | 4 | Axos Financial, Inc. (AX) | Sale (S): 5,102 @ $80 · Grant/award (A): 5,443 (derivative) @ $0 | EDGAR |
| 2024-09-04 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 2,550 @ $69.43 · Option exercise (M): 7,650 @ $69.43 · Disposition to issuer (D): 3,824 @ $69.43 · Disposition to issuer (D): 1,274 @ $69.43 · Option exercise (M): 2,550 (derivative) @ $0 · Option exercise (M): 7,650 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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