Neuberger Berman Group LLC — SEC Form 4 filings
SEC reporting owner CIK 1465109. 19 Form 4 filings on record with FilingPulse; latest filed 2026-08-11.
Transaction summary — filings shown
Covers all 19 filings on record, filed 2024-11-22 to 2026-08-11. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 15 legs across 13 filings — 9,769,272 shares, $98,360,000 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 4 legs across 4 filings — 38,241,748 shares, $116,453,062 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 3.
- Largest priced transaction: sale of 30,607,831 shares @ $3.21 ($98,346,022) in E2open Parent Holdings, Inc., filed 2025-05-29.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Neuberger Asset-Based Credit Fund | 10% owner | 13 | 15 legs · 9,769,272 sh · $98,360,000 | — | — |
| E2open Parent Holdings, Inc. (ETWO) | 10% owner | 1 | — | 1 leg · 30,607,831 sh · $98,346,022 | 1 |
| Getty Images Holdings, Inc. (GETY) | 10% owner | 5 | — | 3 legs · 7,633,917 sh · $18,107,040 | 2 |
Form 4 filings — Neuberger Berman Group LLC
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-11 | 4 | Neuberger Asset-Based Credit Fund | Purchase (P): 195,121.95 @ $10.25 | EDGAR |
| 2026-05-29 | 4 | Neuberger Asset-Based Credit Fund | Purchase (P): 390,625 @ $10.24 | EDGAR |
| 2026-05-22 | 4 | Neuberger Asset-Based Credit Fund | Purchase (P): 156,862.74 @ $10.20 | EDGAR |
| 2026-03-12 | 4 | NB Asset-Based Credit Fund | Purchase (P): 642,927.79 @ $10.11 | EDGAR |
| 2026-02-06 | 4 | NB Asset-Based Credit Fund | Purchase (P): 797,607.18 @ $10.03 | EDGAR |
| 2026-02-02 | 4 | NB Asset-Based Credit Fund | Purchase (P): 299,700.30 @ $10.01 | EDGAR |
| 2025-12-30 | 4 | Getty Images Holdings, Inc. (GETY) jointly with Neuberger Berman Investment Advisers Holdings LLC, Neuberger Berman Investment Advisers LLC | Other (J): 38,123,044 @ $0 | EDGAR |
| 2025-12-19 | 4 | Getty Images Holdings, Inc. (GETY) jointly with Neuberger Berman Investment Advisers Holdings LLC, Neuberger Berman Investment Advisers LLC | Other (J): 15,428,050 @ $0 | EDGAR |
| 2025-11-04 | 4 | Getty Images Holdings, Inc. (GETY) jointly with Neuberger Berman Investment Advisers Holdings LLC, Neuberger Berman Investment Advisers LLC | Sale (S): 3,470,917 @ $2.27 | EDGAR |
| 2025-10-31 | 4 | Getty Images Holdings, Inc. (GETY) jointly with Neuberger Berman Investment Advisers Holdings LLC, Neuberger Berman Investment Advisers LLC | Sale (S): 63,000 @ $2.08 | EDGAR |
| 2025-10-30 | 4 | NB Asset-Based Credit Fund | Purchase (P): 195,312.50 @ $10.24 | EDGAR |
| 2025-10-22 | 4 | NB Asset-Based Credit Fund | Purchase (P): 98,039.22 @ $10.20 | EDGAR |
| 2025-10-16 | 4 | NB Asset-Based Credit Fund | Purchase (P): 147,492.62 @ $10.17 | EDGAR |
| 2025-10-01 | 4 | NB Asset-Based Credit Fund | Purchase (P): 1,284,584.98 @ $10.12 | EDGAR |
| 2025-09-12 | 4 | NB Asset-Based Credit Fund | Purchase (P): 646,123.26 @ $10.06 | EDGAR |
| 2025-09-10 | 4 | NB Asset-Based Credit Fund | Purchase (P): 895,522.39 @ $10.05 · Purchase (P): 209,371.88 @ $10.03 · Purchase (P): 3,009,980.05 @ $10.02 | EDGAR |
| 2025-08-22 | 4 | NB Asset-Based Credit Fund | Purchase (P): 800,000 @ $10 | EDGAR |
| 2025-05-29 | 4 | E2open Parent Holdings, Inc. (ETWO) jointly with Neuberger Berman Investment Advisers Holdings LLC, Neuberger Berman Investment Advisers LLC | Sale (S): 30,607,831 @ $3.21 · Sale (S): 10,140,000 (derivative) @ $0.00 | EDGAR |
| 2024-11-22 | 4 | Getty Images Holdings, Inc. (GETY) jointly with Neuberger Berman Investment Advisers Holdings LLC, Neuberger Berman Investment Advisers LLC | Sale (S): 4,100,000 @ $2.46 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1465109 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →