DO CUONG V — SEC Form 4 filings
SEC reporting owner CIK 1477037. 8 Form 4 filings on record with FilingPulse; latest filed 2026-08-28.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-03-06 to 2026-08-28. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 4 legs across 4 filings — 32,210 shares, $39,137 total (shares × price as filed on priced legs).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 10.
- Largest priced transaction: purchase of 15,210 shares @ $2.08 ($31,637) in BIOVIE INC., filed 2026-08-28.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| BIOVIE INC. (BIVI) | President & CEO, Director | 6 | 3 legs · 30,210 sh · $31,637 | — | 9 |
| Adagene Inc. (ADAG) | Director | 2 | 1 leg · 2,000 sh · $7,500 | — | 1 |
Form 4 filings — DO CUONG V
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-28 | 4 | BIOVIE INC. (BIVI) | Purchase (P): 15,210 @ $2.08 | EDGAR |
| 2026-08-18 | 4 | Adagene Inc. (ADAG) | Purchase (P): 2,000 @ $3.75 | EDGAR |
| 2026-08-17 | 4 | Adagene Inc. (ADAG) | Grant/award (A): 20,000 (derivative) @ $0 | EDGAR |
| 2026-01-09 | 4 | BIOVIE INC. (BIVI) | Grant/award (A): 665,300 (derivative) @ $0 | EDGAR |
| 2025-08-13 | 4 | BIOVIE INC. (BIVI) | Purchase (P): 5,000 · Purchase (P): 5,000 (derivative) | EDGAR |
| 2025-01-07 | 4 | BIOVIE INC. (BIVI) | Grant/award (A): 104,502 (derivative) @ $0 | EDGAR |
| 2024-07-12 | 4 | BIOVIE INC. (BIVI) | Tax withholding (F): 4,953 @ $5.51 · Tax withholding (F): 4,953 @ $1.18 · Grant/award (A): 168,000 @ $0 · Tax withholding (F): 42,000 @ $0.47 · Grant/award (A): 227,000 (derivative) @ $0 | EDGAR |
| 2024-03-06 | 4 | BIOVIE INC. (BIVI) | Purchase (P): 10,000 · Purchase (P): 5,000 (derivative) | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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