Swenson Nicholas John — SEC Form 4 filings
SEC reporting owner CIK 1478067. 14 Form 4 filings on record with FilingPulse; latest filed 2026-04-06.
Transaction summary — filings shown
Covers all 14 filings on record, filed 2024-04-02 to 2026-04-06. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 2 legs across 1 filing — 4,526 shares.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 15.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| PRO DEX INC (PDEX) | Director, 10% owner | 3 | — | 2 legs · 4,526 sh | 2 |
| BLOOMIA HOLDINGS, INC. (TULP) | Director, 10% owner | 9 | — | — | 10 |
| AIR T INC (AIRT) | CEO, Director, 10% owner | 2 | — | — | 3 |
Form 4 filings — Swenson Nicholas John
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-04-06 | 4 | BLOOMIA HOLDINGS, INC. (TULP) | Option exercise/expiry (X): 696,690 @ $4.05 · Option exercise/expiry (X): 696,690 (derivative) @ $0 | EDGAR |
| 2026-01-05 | 4 | LENDWAY, INC. (LDWY) | Grant/award (A): 1,594 (derivative) | EDGAR |
| 2025-11-21 | 4 | PRO DEX INC (PDEX) | Grant/award (A): 1,000 @ $0 | EDGAR |
| 2025-10-02 | 4 | LENDWAY, INC. (LDWY) | Grant/award (A): 1,008 (derivative) @ $5.45 | EDGAR |
| 2025-08-12 | 4 | AIR T INC (AIRT) | Grant/award (A): 4,000 (derivative) @ $0 · Grant/award (A): 4,000 (derivative) @ $0 | EDGAR |
| 2025-07-02 | 4 | LENDWAY, INC. (LDWY) | Grant/award (A): 1,093 (derivative) @ $5.03 | EDGAR |
| 2025-07-01 | 4 | AIR T INC (AIRT) | Other (J): 1,620 @ $0 | EDGAR |
| 2025-04-04 | 4 | PRO DEX INC (PDEX) | Sale (S): 1,891 · Sale (S): 2,635 | EDGAR |
| 2025-04-03 | 4 | LENDWAY, INC. (LDWY) | Grant/award (A): 1,466 (derivative) @ $3.75 | EDGAR |
| 2025-01-03 | 4 | LENDWAY, INC. (LDWY) | Grant/award (A): 1,134 (derivative) @ $4.85 | EDGAR |
| 2024-11-22 | 4 | PRO DEX INC (PDEX) | Grant/award (A): 1,000 @ $0 | EDGAR |
| 2024-10-02 | 4 | LENDWAY, INC. (LDWY) | Grant/award (A): 1,543 (derivative) @ $3.56 | EDGAR |
| 2024-07-02 | 4 | LENDWAY, INC. (LDWY) | Grant/award (A): 1,157 (derivative) @ $4.75 | EDGAR |
| 2024-04-02 | 4 | LENDWAY, INC. (LDWY) | Grant/award (A): 922 (derivative) @ $5.96 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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