Arnold Dan H. — SEC Form 4 filings
SEC reporting owner CIK 1487487. 4 Form 4 filings on record with FilingPulse; latest filed 2024-06-18.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-02-22 to 2024-06-18. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 14 legs across 3 filings — 57,573 shares, $15,298,585 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 13.
- Largest priced transaction: sale of 12,390 shares @ $265.99 ($3,295,616) in LPL Financial Holdings Inc., filed 2024-02-27.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| LPL Financial Holdings Inc. (LPLA) | President & CEO, Director | 4 | — | 14 legs · 57,573 sh · $15,298,585 | 13 |
Form 4 filings — Arnold Dan H.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-06-18 | 4 | LPL Financial Holdings Inc. (LPLA) | Option exercise (M): 10,000 @ $39.48 · Sale (S): 5,677 @ $277.31 · Option exercise (M): 10,000 (derivative) @ $0 | EDGAR |
| 2024-06-07 | 4 | LPL Financial Holdings Inc. (LPLA) | Gift (G): 3,525 @ $0 | EDGAR |
| 2024-02-27 | 4 | LPL Financial Holdings Inc. (LPLA) | Option exercise (M): 7,089 @ $39.48 · Sale (S): 5,267 @ $265.39 · Sale (S): 1,822 @ $266.43 · Grant/award (A): 68,800 @ $0 · Tax withholding (F): 41,015 @ $263.36 · Grant/award (A): 12,752 @ $0 · +9 more | EDGAR |
| 2024-02-22 | 4 | LPL Financial Holdings Inc. (LPLA) | Option exercise (M): 10,000 @ $39.48 · Sale (S): 2,924 @ $255.19 · Sale (S): 4,172 @ $256.19 · Sale (S): 1,504 @ $257.11 · Sale (S): 1,200 @ $258.27 · Sale (S): 200 @ $259.47 · +2 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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