Wupen Yuen — SEC Form 4 filings
SEC reporting owner CIK 1489550. 34 Form 4 filings on record with FilingPulse; latest filed 2026-09-18.
Transaction summary — filings shown
Covers all 34 filings on record, filed 2024-02-20 to 2026-09-18. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 43 legs across 21 filings — 46,166 shares, $18,045,757 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 29.
- Largest priced transaction: sale of 3,210 shares @ $953.95 ($3,062,180) in Lumentum Holdings Inc., filed 2026-05-19.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Lumentum Holdings Inc. (LITE) | PRESIDENT, GLOBAL BUS. UNITS | 34 | — | 43 legs · 46,166 sh · $18,045,757 | 29 |
Form 4 filings — Wupen Yuen
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-18 | 4 | Lumentum Holdings Inc. (LITE) | Sale (S): 500 @ $856.83 · Sale (S): 500 @ $933.45 · Sale (S): 500 @ $920 | EDGAR |
| 2026-09-15 | 4 | Lumentum Holdings Inc. (LITE) | Sale (S): 500 @ $944.41 · Sale (S): 500 @ $862.14 · Sale (S): 500 @ $841.51 | EDGAR |
| 2026-09-10 | 4 | Lumentum Holdings Inc. (LITE) | Sale (S): 500 @ $895.99 · Sale (S): 500 @ $978.54 · Sale (S): 500 @ $961.44 | EDGAR |
| 2026-09-04 | 4 | Lumentum Holdings Inc. (LITE) | Sale (S): 500 @ $864.49 · Sale (S): 500 @ $870.01 · Sale (S): 500 @ $860 | EDGAR |
| 2026-09-01 | 4 | Lumentum Holdings Inc. (LITE) | Sale (S): 500 @ $940.95 · Sale (S): 500 @ $895 · Sale (S): 500 @ $901.04 | EDGAR |
| 2026-08-27 | 4 | Lumentum Holdings Inc. (LITE) | Grant/award (A): 22,760 @ $0 | EDGAR |
| 2026-08-27 | 4 | Lumentum Holdings Inc. (LITE) | Grant/award (A): 5,138 @ $0 · Sale (S): 500 @ $958.66 | EDGAR |
| 2026-08-26 | 4 | Lumentum Holdings Inc. (LITE) | Sale (S): 500 @ $824.24 · Sale (S): 500 @ $856.64 · Sale (S): 500 @ $882.15 | EDGAR |
| 2026-08-21 | 4 | Lumentum Holdings Inc. (LITE) | Tax withholding (F): 3,860 @ $827.60 · Sale (S): 1,500 @ $827.82 · Tax withholding (F): 6,705 @ $866.71 · Sale (S): 500 @ $898.15 | EDGAR |
| 2026-08-18 | 4 | Lumentum Holdings Inc. (LITE) | Tax withholding (F): 3,741 @ $926.14 · Grant/award (A): 57,103 @ $0 · Tax withholding (F): 29,056 @ $968.90 | EDGAR |
| 2026-05-19 | 4 | Lumentum Holdings Inc. (LITE) | Tax withholding (F): 3,741 @ $970.70 · Sale (S): 3,210 @ $953.95 | EDGAR |
| 2026-02-18 | 4 | Lumentum Holdings Inc. (LITE) | Tax withholding (F): 3,481 @ $562.74 · Sale (S): 3,157 @ $538 | EDGAR |
| 2025-11-21 | 4 | Lumentum Holdings Inc. (LITE) | Sale (S): 822 @ $258.96 | EDGAR |
| 2025-11-18 | 4 | Lumentum Holdings Inc. (LITE) | Tax withholding (F): 3,732 @ $232.15 · Sale (S): 821 @ $234.14 · Sale (S): 821 @ $246 | EDGAR |
| 2025-08-28 | 4 | Lumentum Holdings Inc. (LITE) | Sale (S): 3,282 @ $124.39 · Sale (S): 3,281 @ $124.86 | EDGAR |
| 2025-08-26 | 4 | Lumentum Holdings Inc. (LITE) | Grant/award (A): 13,177 @ $0 · Sale (S): 3,282 @ $119.25 | EDGAR |
| 2025-08-21 | 4 | Lumentum Holdings Inc. (LITE) | Grant/award (A): 22,760 @ $0 · Grant/award (A): 9,218 @ $0 · Tax withholding (F): 10,487 @ $117.43 | EDGAR |
| 2025-08-19 | 4 | Lumentum Holdings Inc. (LITE) | Tax withholding (F): 2,540 @ $115.86 · Sale (S): 109 @ $113.61 · Sale (S): 109 @ $116.45 · Sale (S): 109 @ $117.60 | EDGAR |
| 2025-08-11 | 4 | Lumentum Holdings Inc. (LITE) | Grant/award (A): 1,465 @ $0 · Tax withholding (F): 745 @ $111.13 | EDGAR |
| 2025-08-08 | 4 | Lumentum Holdings Inc. (LITE) | Sale (S): 241 @ $108.34 | EDGAR |
| 2025-08-05 | 4 | Lumentum Holdings Inc. (LITE) | Tax withholding (F): 453 @ $106.68 · Sale (S): 241 @ $108.09 · Sale (S): 241 @ $111.73 | EDGAR |
| 2025-07-25 | 4 | Lumentum Holdings Inc. (LITE) | Sale (S): 265 @ $99.92 | EDGAR |
| 2025-07-22 | 4 | Lumentum Holdings Inc. (LITE) | Tax withholding (F): 442 @ $102.22 · Sale (S): 264 @ $102.22 · Sale (S): 264 @ $103.13 | EDGAR |
| 2025-05-19 | 4 | Lumentum Holdings Inc. (LITE) | Tax withholding (F): 1,790 @ $77.76 · Sale (S): 290 @ $77.98 · Sale (S): 289 @ $75.88 | EDGAR |
| 2025-05-15 | 4 | Lumentum Holdings Inc. (LITE) | Sale (S): 4,426 @ $71.80 · Sale (S): 4,426 @ $74.94 · Sale (S): 4,716 @ $76.87 | EDGAR |
| 2025-02-19 | 4 | Lumentum Holdings Inc. (LITE) | Tax withholding (F): 1,843 @ $77.68 | EDGAR |
| 2024-11-19 | 4 | Lumentum Holdings Inc. (LITE) | Tax withholding (F): 2,534 @ $81.45 | EDGAR |
| 2024-08-30 | 4 | Lumentum Holdings Inc. (LITE) | Grant/award (A): 34,296 @ $0 | EDGAR |
| 2024-08-27 | 4 | Lumentum Holdings Inc. (LITE) | Tax withholding (F): 8,115 @ $59.17 | EDGAR |
| 2024-08-19 | 4 | Lumentum Holdings Inc. (LITE) | Tax withholding (F): 182 @ $52.26 | EDGAR |
| 2024-08-05 | 4 | Lumentum Holdings Inc. (LITE) | Tax withholding (F): 403 @ $44.33 | EDGAR |
| 2024-07-23 | 4 | Lumentum Holdings Inc. (LITE) | Tax withholding (F): 440 @ $54.77 | EDGAR |
| 2024-05-17 | 4 | Lumentum Holdings Inc. (LITE) | Tax withholding (F): 182 @ $45.72 | EDGAR |
| 2024-02-20 | 4 | Lumentum Holdings Inc. (LITE) | Tax withholding (F): 209 @ $49.19 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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