Fitterling James R — SEC Form 4 filings
SEC reporting owner CIK 1490029. 21 Form 4 filings on record with FilingPulse; latest filed 2026-05-13.
Transaction summary — filings shown
Covers all 21 filings on record, filed 2024-01-26 to 2026-05-13. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 1 filing — 25,600 shares, $1,062,155 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 37.
- Largest priced transaction: purchase of 14,200 shares @ $41.52 ($589,574) in DOW INC., filed 2024-12-16.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| DOW INC. (DOW) | Chair and CEO, Director | 13 | 2 legs · 25,600 sh · $1,062,155 | — | 29 |
| 3M CO (MMM) | Director | 8 | — | — | 8 |
Form 4 filings — Fitterling James R
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-13 | 4 | 3M CO (MMM) | Grant/award (A): 1,360.40 @ $143.34 | EDGAR |
| 2026-05-01 | 4/A | DOW INC. (DOW) | Grant/award (A): 68,230 @ $0 | EDGAR |
| 2026-02-17 | 4 | DOW INC. (DOW) | Grant/award (A): 60,732 @ $0 · Grant/award (A): 68,230 @ $0 · Grant/award (A): 371,250 (derivative) @ $0 | EDGAR |
| 2026-02-11 | 4 | DOW INC. (DOW) | Disposition to issuer (D): 9,551 @ $32.08 | EDGAR |
| 2026-01-23 | 4 | 3M CO (MMM) | Grant/award (A): 287.93 @ $160.63 | EDGAR |
| 2025-12-02 | 4 | DOW INC. (DOW) | Disposition to issuer (D): 1,929 @ $23.85 | EDGAR |
| 2025-10-27 | 4 | 3M CO (MMM) | Grant/award (A): 269.52 @ $171.60 | EDGAR |
| 2025-07-23 | 4 | 3M CO (MMM) | Grant/award (A): 305.89 @ $151.20 | EDGAR |
| 2025-05-14 | 4 | 3M CO (MMM) | Grant/award (A): 1,297.15 @ $150.33 | EDGAR |
| 2025-04-28 | 4 | 3M CO (MMM) | Grant/award (A): 333.02 @ $138.88 | EDGAR |
| 2025-02-18 | 4 | DOW INC. (DOW) | Grant/award (A): 58,100 @ $0 · Grant/award (A): 359,130 (derivative) @ $0 | EDGAR |
| 2025-02-12 | 4 | DOW INC. (DOW) | Disposition to issuer (D): 9,267 @ $38.57 | EDGAR |
| 2024-12-16 | 4 | DOW INC. (DOW) | Purchase (P): 14,200 @ $41.52 · Purchase (P): 11,400 @ $41.45 | EDGAR |
| 2024-12-03 | 4 | DOW INC. (DOW) | Disposition to issuer (D): 1,341 @ $44.21 | EDGAR |
| 2024-09-06 | 4 | DOW INC. (DOW) | Gift (G): 50,135 @ $0 | EDGAR |
| 2024-05-15 | 4 | 3M CO (MMM) | Grant/award (A): 1,957.24 @ $99.63 | EDGAR |
| 2024-02-26 | 4 | DOW INC. (DOW) | Option exercise (M): 50,000 @ $46.60 · Disposition to issuer (D): 45,269 @ $56 · Option exercise (M): 53,487 @ $46.60 · Disposition to issuer (D): 48,445 @ $55.95 · Option exercise (M): 50,000 (derivative) @ $0 · Option exercise (M): 53,487 (derivative) @ $0 | EDGAR |
| 2024-02-20 | 4 | DOW INC. (DOW) | Grant/award (A): 40,380 @ $0 · Option exercise (M): 47,195 @ $50.07 · Disposition to issuer (D): 44,524 @ $55.58 · Option exercise (M): 25,000 @ $46.60 · Disposition to issuer (D): 22,711 @ $55.63 · Grant/award (A): 271,490 (derivative) @ $0 · +2 more | EDGAR |
| 2024-02-14 | 4 | DOW INC. (DOW) | Disposition to issuer (D): 10,991 @ $54.79 | EDGAR |
| 2024-02-08 | 4 | DOW INC. (DOW) | Option exercise (M): 47,200 @ $50.07 · Disposition to issuer (D): 44,603 @ $54.26 · Option exercise (M): 47,200 (derivative) @ $0 | EDGAR |
| 2024-01-26 | 4 | 3M CO (MMM) | Grant/award (A): 437.36 @ $95.98 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1490029 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →