Forman Alan N — SEC Form 4 filings
SEC reporting owner CIK 1490907. 7 Form 4 filings on record with FilingPulse; latest filed 2026-07-01.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2024-03-06 to 2026-07-01. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 2 legs across 1 filing — 100,000 shares, $856,691 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 6.
- Largest priced transaction: sale of 79,445 shares @ $8.56 ($680,319) in BRC Group Holdings, Inc., filed 2026-05-15.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| BRC Group Holdings, Inc. (RILY) | — | 7 | — | 2 legs · 100,000 sh · $856,691 | 6 |
Form 4 filings — Forman Alan N
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-01 | 4 | BRC Group Holdings, Inc. (RILY) | Tax withholding (F): 2,853 @ $8.18 | EDGAR |
| 2026-05-15 | 4 | BRC Group Holdings, Inc. (RILY) | Sale (S): 20,555 @ $8.58 · Sale (S): 79,445 @ $8.56 | EDGAR |
| 2026-04-15 | 4 | BRC Group Holdings, Inc. (RILY) | Tax withholding (F): 3,741 @ $7.23 | EDGAR |
| 2025-06-04 | 4 | B. Riley Financial, Inc. (RILY) | Disposition to issuer (D): 1,373 @ $3.05 | EDGAR |
| 2025-03-18 | 4 | B. Riley Financial, Inc. (RILY) | Disposition to issuer (D): 10,376 @ $4.16 | EDGAR |
| 2024-06-04 | 4 | B. Riley Financial, Inc. (RILY) | Tax withholding (F): 988 @ $24.81 | EDGAR |
| 2024-03-06 | 4 | B. Riley Financial, Inc. (RILY) | Grant/award (A): 23,739 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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