Tontine Associates, LLC — SEC Form 4 filings
SEC reporting owner CIK 1491514. 32 Form 4 filings on record with FilingPulse; latest filed 2026-06-16.
Transaction summary — filings shown
Covers all 32 filings on record, filed 2024-01-24 to 2026-06-16. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 180 legs across 28 filings — 1,155,804 shares, $362,561,194 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 8.
- Largest priced transaction: sale of 35,823 shares @ $420.52 ($15,064,288) in IES Holdings, Inc., filed 2025-12-05.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| IES Holdings, Inc. (IESC) | 10% owner | 32 | — | 180 legs · 1,155,804 sh · $362,561,194 | 8 |
Form 4 filings — Tontine Associates, LLC
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-16 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE ASSET ASSOCIATES, L.L.C., TONTINE CAPITAL MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE CAPITAL PARTNERS L P, TONTINE MANAGEMENT LLC, Tontine Capital Overseas GP, LLC | Sale (S): 19,996 @ $750.24 · Sale (S): 4 @ $752.18 · Sale (S): 7,491 @ $758.74 · Sale (S): 10,000 @ $760.47 · Sale (S): 2,509 @ $761.73 · Sale (S): 6,720 @ $764.54 | EDGAR |
| 2026-05-28 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE ASSET ASSOCIATES, L.L.C., TONTINE CAPITAL MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE CAPITAL PARTNERS L P, TONTINE MANAGEMENT LLC, Tontine Capital Overseas GP, LLC | Sale (S): 2,006 @ $702.24 · Sale (S): 49 @ $703.89 · Sale (S): 6,000 @ $702.65 · Sale (S): 2,250 @ $703.51 · Sale (S): 8,251 @ $705.38 · Sale (S): 4,000 @ $706.60 · +2 more | EDGAR |
| 2026-05-15 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE ASSET ASSOCIATES, L.L.C., TONTINE CAPITAL MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE CAPITAL PARTNERS L P, TONTINE MANAGEMENT LLC, Tontine Capital Overseas GP, LLC | Sale (S): 15,000 @ $692.71 · Sale (S): 2,000 @ $683.09 · Sale (S): 8,767 @ $692.90 · Sale (S): 15,846 @ $693.89 · Sale (S): 4,154 @ $694.82 · Sale (S): 8,189 @ $697.47 · +1 more | EDGAR |
| 2026-05-08 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE ASSET ASSOCIATES, L.L.C., TONTINE CAPITAL MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE CAPITAL PARTNERS L P, TONTINE MANAGEMENT LLC, Tontine Capital Overseas GP, LLC | Sale (S): 2,000 @ $670.03 · Sale (S): 4,000 @ $671.22 · Sale (S): 7,000 @ $672.52 · Sale (S): 3,610 @ $673.74 · Sale (S): 390 @ $674.85 · Sale (S): 3,000 @ $675.62 · +10 more | EDGAR |
| 2026-02-17 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE ASSET ASSOCIATES, L.L.C., TONTINE CAPITAL MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE CAPITAL PARTNERS L P, TONTINE MANAGEMENT LLC, Tontine Capital Overseas GP, LLC | Sale (S): 980 @ $525.05 · Sale (S): 1,083 @ $526.51 · Sale (S): 100 @ $527.27 · Sale (S): 257 @ $528.65 · Sale (S): 180 @ $530.68 · Sale (S): 874 @ $531.71 · +3 more | EDGAR |
| 2025-12-12 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE ASSET ASSOCIATES, L.L.C., TONTINE CAPITAL MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE CAPITAL PARTNERS L P, TONTINE MANAGEMENT LLC, Tontine Capital Overseas GP, LLC | Sale (S): 5,534 @ $472.40 · Sale (S): 80 @ $473.70 · Sale (S): 80 @ $475.35 · Sale (S): 28,264 @ $470.40 · Sale (S): 884 @ $471.50 · Sale (S): 24,382 @ $472.44 · +6 more | EDGAR |
| 2025-12-05 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE ASSET ASSOCIATES, L.L.C., TONTINE CAPITAL MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE CAPITAL PARTNERS L P, TONTINE MANAGEMENT LLC, Tontine Capital Overseas GP, LLC | Sale (S): 16,122 @ $417.93 · Sale (S): 12,922 @ $418.92 · Sale (S): 2,636 @ $419.90 · Sale (S): 2,827 @ $420.89 · Sale (S): 35,823 @ $420.52 · Sale (S): 5,193 @ $421.74 · +4 more | EDGAR |
| 2025-11-28 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE ASSET ASSOCIATES, L.L.C., TONTINE CAPITAL MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE CAPITAL PARTNERS L P, TONTINE MANAGEMENT LLC, Tontine Capital Overseas GP, LLC | Grant/award (A): 799 @ $0 | EDGAR |
| 2025-11-25 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE ASSET ASSOCIATES, L.L.C., TONTINE CAPITAL MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE CAPITAL PARTNERS L P, TONTINE MANAGEMENT LLC, Tontine Capital Overseas GP, LLC | Grant/award (A): 20,077 @ $371.19 · Tax withholding (F): 13,179 @ $371.19 | EDGAR |
| 2025-09-17 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE CAPITAL PARTNERS L P, TONTINE CAPITAL MANAGEMENT LLC, TONTINE MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE ASSET ASSOCIATES, L.L.C., Tontine Capital Overseas GP, LLC | Sale (S): 6,811 @ $380.74 | EDGAR |
| 2025-09-12 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE CAPITAL PARTNERS L P, TONTINE CAPITAL MANAGEMENT LLC, TONTINE MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE ASSET ASSOCIATES, L.L.C., Tontine Capital Overseas GP, LLC | Sale (S): 20,495 @ $367.24 · Sale (S): 9,505 @ $372.24 · Sale (S): 433 @ $375.87 · Sale (S): 1,884 @ $377.32 · Sale (S): 3,331 @ $378.11 · Sale (S): 5,679 @ $379.12 · +14 more | EDGAR |
| 2025-08-29 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE CAPITAL PARTNERS L P, TONTINE CAPITAL MANAGEMENT LLC, TONTINE MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE ASSET ASSOCIATES, L.L.C., Tontine Capital Overseas GP, LLC | Sale (S): 21,464 @ $359.80 · Sale (S): 10,000 @ $360.40 · Sale (S): 8,016 @ $362.64 · Sale (S): 3,972 @ $363.33 · Sale (S): 2,832 @ $364.80 · Sale (S): 11,032 @ $365.35 | EDGAR |
| 2025-08-15 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE CAPITAL PARTNERS L P, TONTINE CAPITAL MANAGEMENT LLC, TONTINE MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE ASSET ASSOCIATES, L.L.C., Tontine Capital Overseas GP, LLC | Sale (S): 1,710 @ $355.45 | EDGAR |
| 2025-06-13 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE CAPITAL PARTNERS L P, TONTINE CAPITAL MANAGEMENT LLC, TONTINE MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE ASSET ASSOCIATES, L.L.C., Tontine Capital Overseas GP, LLC | Sale (S): 3,609 @ $272.25 · Sale (S): 2,155 @ $275.84 · Gift (G): 2,000 @ $0 | EDGAR |
| 2025-06-05 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE CAPITAL PARTNERS L P, TONTINE CAPITAL MANAGEMENT LLC, TONTINE MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE ASSET ASSOCIATES, L.L.C., Tontine Capital Overseas GP, LLC | Sale (S): 15,100 @ $275.76 · Sale (S): 12,044 @ $276.11 · Sale (S): 6,722 @ $275 | EDGAR |
| 2024-12-18 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE CAPITAL PARTNERS L P, TONTINE CAPITAL MANAGEMENT LLC, TONTINE MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE ASSET ASSOCIATES, L.L.C., Tontine Capital Overseas GP, LLC | Sale (S): 470 @ $252.25 | EDGAR |
| 2024-12-13 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE CAPITAL PARTNERS L P, TONTINE CAPITAL MANAGEMENT LLC, TONTINE MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE ASSET ASSOCIATES, L.L.C., Tontine Capital Overseas GP, LLC | Sale (S): 12,209 @ $257.30 · Sale (S): 180 @ $262.39 · Sale (S): 1,246 @ $257.24 | EDGAR |
| 2024-12-03 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE CAPITAL PARTNERS L P, TONTINE CAPITAL MANAGEMENT LLC, TONTINE MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE ASSET ASSOCIATES, L.L.C., Tontine Capital Overseas GP, LLC | Tax withholding (F): 11,584 @ $309.86 · Sale (S): 717 @ $313.44 · Sale (S): 2,362 @ $314.25 | EDGAR |
| 2024-11-29 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE CAPITAL PARTNERS L P, TONTINE CAPITAL MANAGEMENT LLC, TONTINE MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE ASSET ASSOCIATES, L.L.C., Tontine Capital Overseas GP, LLC | Grant/award (A): 50,000 @ $0 · Grant/award (A): 1,107 @ $0 | EDGAR |
| 2024-09-16 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE CAPITAL PARTNERS L P, TONTINE CAPITAL MANAGEMENT LLC, TONTINE MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE ASSET ASSOCIATES, L.L.C., Tontine Capital Overseas GP, LLC | Sale (S): 31,106 @ $157.82 · Sale (S): 12,372 @ $158.69 · Sale (S): 4,383 @ $160.50 · Sale (S): 33,152 @ $158.77 · Sale (S): 8,987 @ $159.50 · Sale (S): 11,166 @ $161.19 · +4 more | EDGAR |
| 2024-08-09 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE CAPITAL PARTNERS L P, TONTINE CAPITAL MANAGEMENT LLC, TONTINE MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE ASSET ASSOCIATES, L.L.C., Tontine Capital Overseas GP, LLC | Sale (S): 48,963 @ $160.55 · Sale (S): 1,795 @ $162.14 · Sale (S): 49,242 @ $160 | EDGAR |
| 2024-06-13 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE CAPITAL PARTNERS L P, TONTINE CAPITAL MANAGEMENT LLC, TONTINE MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE ASSET ASSOCIATES, L.L.C., Tontine Capital Overseas GP, LLC | Sale (S): 9,300 @ $131.88 · Sale (S): 9,100 @ $132.91 · Sale (S): 1,200 @ $134.41 · Sale (S): 5,400 @ $135.58 | EDGAR |
| 2024-06-12 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE CAPITAL PARTNERS L P, TONTINE CAPITAL MANAGEMENT LLC, TONTINE MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE ASSET ASSOCIATES, L.L.C., Tontine Capital Overseas GP, LLC | Sale (S): 1,566 @ $126.50 · Sale (S): 3,172 @ $127.89 · Sale (S): 1,128 @ $128.45 · Sale (S): 13,259 @ $129.80 · Sale (S): 23,388 @ $130.65 · Sale (S): 1,936 @ $131.50 · +6 more | EDGAR |
| 2024-06-10 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE CAPITAL PARTNERS L P, TONTINE CAPITAL MANAGEMENT LLC, TONTINE MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE ASSET ASSOCIATES, L.L.C., Tontine Capital Overseas GP, LLC | Sale (S): 9,312 @ $130.89 · Sale (S): 1,163 @ $131.78 · Sale (S): 2,270 @ $133.65 · Sale (S): 1,416 @ $134.76 · Sale (S): 400 @ $136.07 · Sale (S): 6,171 @ $127.24 · +3 more | EDGAR |
| 2024-06-06 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE CAPITAL PARTNERS L P, TONTINE CAPITAL MANAGEMENT LLC, TONTINE MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE ASSET ASSOCIATES, L.L.C., Tontine Capital Overseas GP, LLC | Sale (S): 17,279 @ $134.87 · Sale (S): 8,342 @ $135.67 · Sale (S): 3,400 @ $137.80 · Sale (S): 625 @ $138.42 · Sale (S): 1,653 @ $140.12 · Sale (S): 500 @ $142.52 · +5 more | EDGAR |
| 2024-05-28 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE CAPITAL PARTNERS L P, TONTINE CAPITAL MANAGEMENT LLC, TONTINE MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE ASSET ASSOCIATES, L.L.C., Tontine Capital Overseas GP, LLC | Sale (S): 3,251 @ $160.50 · Sale (S): 19,255 @ $160.92 · Sale (S): 2,494 @ $161.41 | EDGAR |
| 2024-03-08 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE CAPITAL PARTNERS L P, TONTINE CAPITAL MANAGEMENT LLC, TONTINE MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE ASSET ASSOCIATES, L.L.C., Tontine Capital Overseas GP, LLC | Tax withholding (F): 11,590 @ $115.14 | EDGAR |
| 2024-02-14 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE CAPITAL PARTNERS L P, TONTINE CAPITAL MANAGEMENT LLC, TONTINE MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE ASSET ASSOCIATES, L.L.C., Tontine Capital Overseas GP, LLC | Sale (S): 3,768 @ $91.70 · Sale (S): 8,067 @ $93.04 · Sale (S): 14,058 @ $93.63 · Sale (S): 2,278 @ $94.51 · Sale (S): 7,009 @ $92.19 · Sale (S): 100 @ $92.59 | EDGAR |
| 2024-02-12 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE CAPITAL PARTNERS L P, TONTINE CAPITAL MANAGEMENT LLC, TONTINE MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE ASSET ASSOCIATES, L.L.C., Tontine Capital Overseas GP, LLC | Sale (S): 4,593 @ $90.18 · Sale (S): 1,817 @ $90.75 · Sale (S): 1,300 @ $89.64 · Sale (S): 1,574 @ $90.93 · Sale (S): 8,626 @ $91.52 | EDGAR |
| 2024-02-08 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE CAPITAL PARTNERS L P, TONTINE CAPITAL MANAGEMENT LLC, TONTINE MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE ASSET ASSOCIATES, L.L.C., Tontine Capital Overseas GP, LLC | Sale (S): 2,162 @ $85.94 · Sale (S): 336 @ $86.61 · Sale (S): 9,400 @ $88.91 · Sale (S): 13,710 @ $90.06 | EDGAR |
| 2024-02-06 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE CAPITAL PARTNERS L P, TONTINE CAPITAL MANAGEMENT LLC, TONTINE MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE ASSET ASSOCIATES, L.L.C., Tontine Capital Overseas GP, LLC | Sale (S): 12,600 @ $85.85 · Sale (S): 400 @ $90.05 · Sale (S): 3,300 @ $91.68 · Sale (S): 3,700 @ $85.60 | EDGAR |
| 2024-01-24 | 4 | IES Holdings, Inc. (IESC) jointly with GENDELL JEFFREY L ET AL, TONTINE CAPITAL PARTNERS L P, TONTINE CAPITAL MANAGEMENT LLC, TONTINE MANAGEMENT LLC, TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P., TONTINE ASSET ASSOCIATES, L.L.C., Tontine Capital Overseas GP, LLC | Sale (S): 8,200 @ $85.76 · Sale (S): 300 @ $85.70 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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