Rappaport Alan — SEC Form 4 filings
SEC reporting owner CIK 1495443. 15 Form 4 filings on record with FilingPulse; latest filed 2026-07-14.
Transaction summary — filings shown
Covers all 15 filings on record, filed 2024-01-12 to 2026-07-14. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 2 filings — 4,819 shares, $59,526 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 13.
- Largest priced transaction: purchase of 2,000 shares @ $18.97 ($37,946) in PIMCO Dynamic Income Strategy Fund, filed 2026-01-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| PIMCO Dynamic Income Strategy Fund (PDX) | Director | 1 | 1 leg · 2,000 sh · $37,946 | — | — |
| PIMCO MUNICIPAL INCOME FUND II (PML) | Director | 2 | 1 leg · 2,819 sh · $21,580 | — | 1 |
| Victory Capital Holdings, Inc. (VCTR) | Director | 11 | — | — | 11 |
| PIMCO MUNICIPAL INCOME FUND III (PMX) | Director | 1 | — | — | 1 |
Form 4 filings — Rappaport Alan
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-14 | 4 | Victory Capital Holdings, Inc. (VCTR) | Grant/award (A): 718 @ $92.24 | EDGAR |
| 2026-04-14 | 4 | Victory Capital Holdings, Inc. (VCTR) | Grant/award (A): 977 @ $67.79 | EDGAR |
| 2026-01-14 | 4 | Victory Capital Holdings, Inc. (VCTR) | Grant/award (A): 961 @ $68.93 | EDGAR |
| 2026-01-12 | 4 | PIMCO Dynamic Income Strategy Fund (PDX) | Purchase (P): 2,000 @ $18.97 | EDGAR |
| 2025-12-10 | 4 | PIMCO MUNICIPAL INCOME FUND II (PML) | Purchase (P): 2,819 @ $7.66 | EDGAR |
| 2025-10-14 | 4 | Victory Capital Holdings, Inc. (VCTR) | Grant/award (A): 1,004 @ $65.98 | EDGAR |
| 2025-08-05 | 4 | PIMCO MUNICIPAL INCOME FUND II (PML) | Grant/award (A): 3,682 | EDGAR |
| 2025-08-05 | 4 | PIMCO MUNICIPAL INCOME FUND III (PMX) | Disposition to issuer (D): 4,000 | EDGAR |
| 2025-07-14 | 4 | Victory Capital Holdings, Inc. (VCTR) | Grant/award (A): 1,000 @ $66.24 | EDGAR |
| 2025-04-14 | 4 | Victory Capital Holdings, Inc. (VCTR) | Grant/award (A): 1,225 @ $54.06 | EDGAR |
| 2025-01-14 | 4 | Victory Capital Holdings, Inc. (VCTR) | Grant/award (A): 855 @ $61.36 | EDGAR |
| 2024-10-15 | 4 | Victory Capital Holdings, Inc. (VCTR) | Grant/award (A): 916 @ $57.30 | EDGAR |
| 2024-07-12 | 4 | Victory Capital Holdings, Inc. (VCTR) | Grant/award (A): 1,093 @ $48 | EDGAR |
| 2024-04-12 | 4 | Victory Capital Holdings, Inc. (VCTR) | Grant/award (A): 1,204 @ $43.58 | EDGAR |
| 2024-01-12 | 4 | Victory Capital Holdings, Inc. (VCTR) | Grant/award (A): 1,591 @ $32.99 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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