Smith Mark A. — SEC Form 4 filings
SEC reporting owner CIK 1496772. 7 Form 4 filings on record with FilingPulse; latest filed 2026-07-16.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2024-02-15 to 2026-07-16. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 183,422 shares.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 11.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| NIOCORP DEVELOPMENTS LTD (NB) | President & CEO, Director | 6 | 1 leg · 183,422 sh | — | 8 |
| Real Asset Acquisition Corp. (RAAQ) | Director | 1 | — | — | 3 |
Form 4 filings — Smith Mark A.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-16 | 4 | Real Asset Acquisition Corp. (RAAQ) | Conversion (C): 25,000 · Disposition to issuer (D): 25,000 · Conversion (C): 25,000 (derivative) @ $0 | EDGAR |
| 2026-07-08 | 4 | NIOCORP DEVELOPMENTS LTD (NB) | Grant/award (A): 293,160 (derivative) @ $0 | EDGAR |
| 2025-12-15 | 4 | NIOCORP DEVELOPMENTS LTD (NB) | Option exercise/expiry (X): 46,801 @ $3.54 · Option exercise/expiry (X): 46,801 (derivative) @ $0 | EDGAR |
| 2025-08-20 | 4 | NIOCORP DEVELOPMENTS LTD (NB) | Grant/award (A): 375,000 (derivative) @ $0 | EDGAR |
| 2024-12-23 | 4 | NIOCORP DEVELOPMENTS LTD (NB) | Grant/award (A): 150,000 (derivative) @ $0 | EDGAR |
| 2024-11-13 | 4 | NIOCORP DEVELOPMENTS LTD (NB) | Purchase (P): 183,422 · Purchase (P): 183,422 (derivative) · Purchase (P): 91,711 (derivative) | EDGAR |
| 2024-02-15 | 4 | NIOCORP DEVELOPMENTS LTD (NB) | Grant/award (A): 375,000 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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