Rothrock Ray A. — SEC Form 4 filings
SEC reporting owner CIK 1500899. 8 Form 4 filings on record with FilingPulse; latest filed 2026-06-30.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-06-10 to 2026-06-30. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 17.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ROKU, INC (ROKU) | Director | 4 | — | — | 12 |
| CENTRUS ENERGY CORP (LEU) | Director | 4 | — | — | 5 |
Form 4 filings — Rothrock Ray A.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-30 | 4 | CENTRUS ENERGY CORP (LEU) | Tax withholding (F): 235 @ $0 | EDGAR |
| 2026-06-23 | 4 | CENTRUS ENERGY CORP (LEU) | Grant/award (A): 757 @ $0 | EDGAR |
| 2026-06-12 | 4 | ROKU, INC (ROKU) | Option exercise (M): 1,847 @ $0 · Option exercise (M): 1,847 (derivative) @ $0 · Grant/award (A): 1,027 (derivative) @ $0 · Grant/award (A): 1,745 (derivative) @ $0 | EDGAR |
| 2025-06-24 | 4 | CENTRUS ENERGY CORP (LEU) | Grant/award (A): 684 @ $0 · Tax withholding (F): 1,575 @ $0 | EDGAR |
| 2025-06-13 | 4 | ROKU, INC (ROKU) | Grant/award (A): 1,847 (derivative) @ $0 · Grant/award (A): 3,140 (derivative) @ $0 | EDGAR |
| 2025-06-09 | 4 | ROKU, INC (ROKU) | Option exercise (M): 2,029 @ $0 · Option exercise (M): 2,029 (derivative) @ $0 | EDGAR |
| 2024-06-24 | 4 | CENTRUS ENERGY CORP (LEU) | Grant/award (A): 3,049 @ $0 | EDGAR |
| 2024-06-10 | 4 | ROKU, INC (ROKU) | Option exercise (M): 2,164 @ $0 · Grant/award (A): 2,029 (derivative) @ $0 · Grant/award (A): 3,652 (derivative) @ $0 · Option exercise (M): 2,164 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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