Daw Tracy D — SEC Form 4 filings
SEC reporting owner CIK 1501098. 19 Form 4 filings on record with FilingPulse; latest filed 2026-03-19.
Transaction summary — filings shown
Covers all 19 filings on record, filed 2024-03-08 to 2026-03-19. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 10 legs across 10 filings — 119,672 shares, $1,038,996 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 37.
- Largest priced transaction: sale of 26,063 shares @ $10.11 ($263,609) in Funko, Inc., filed 2024-06-14.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Funko, Inc. (FNKO) | CHIEF LEGAL OFFICER | 19 | — | 10 legs · 119,672 sh · $1,038,996 | 37 |
Form 4 filings — Daw Tracy D
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-19 | 4 | Funko, Inc. (FNKO) | Sale (S): 12,793 @ $3.65 · Grant/award (A): 123,750 (derivative) @ $0 | EDGAR |
| 2026-03-16 | 4 | Funko, Inc. (FNKO) | Option exercise (M): 9,767 @ $0 · Option exercise (M): 12,600 @ $0 · Option exercise (M): 9,767 (derivative) @ $0 · Option exercise (M): 12,600 (derivative) @ $0 | EDGAR |
| 2026-03-10 | 4 | Funko, Inc. (FNKO) | Option exercise (M): 5,273 @ $0 · Option exercise (M): 4,343 @ $0 · Option exercise (M): 5,273 (derivative) @ $0 · Option exercise (M): 4,343 (derivative) @ $0 | EDGAR |
| 2025-04-28 | 4 | Funko, Inc. (FNKO) | Sale (S): 1,495 @ $4.03 | EDGAR |
| 2025-04-23 | 4 | Funko, Inc. (FNKO) | Option exercise (M): 2,989 @ $0 · Option exercise (M): 2,989 (derivative) @ $0 | EDGAR |
| 2025-03-18 | 4 | Funko, Inc. (FNKO) | Sale (S): 18,608 @ $7.14 | EDGAR |
| 2025-03-14 | 4 | Funko, Inc. (FNKO) | Grant/award (A): 1,361 @ $0 · Option exercise (M): 12,600 @ $0 · Option exercise (M): 15,000 @ $0 · Grant/award (A): 39,069 (derivative) @ $0 · Grant/award (A): 29,300 (derivative) @ $0 · Option exercise (M): 15,000 (derivative) @ $0 · +1 more | EDGAR |
| 2025-03-10 | 4 | Funko, Inc. (FNKO) | Option exercise (M): 5,274 @ $0 · Option exercise (M): 4,343 @ $0 · Option exercise (M): 5,274 (derivative) @ $0 · Option exercise (M): 4,343 (derivative) @ $0 | EDGAR |
| 2024-12-20 | 4 | Funko, Inc. (FNKO) | Option exercise (M): 14,650 @ $4.01 · Sale (S): 14,650 @ $12.55 · Option exercise (M): 14,650 (derivative) @ $0 | EDGAR |
| 2024-09-17 | 4 | Funko, Inc. (FNKO) | Sale (S): 10,000 @ $12 | EDGAR |
| 2024-07-03 | 4 | Funko, Inc. (FNKO) | Sale (S): 20,000 @ $9.33 | EDGAR |
| 2024-06-14 | 4 | Funko, Inc. (FNKO) | Sale (S): 26,063 @ $10.11 | EDGAR |
| 2024-05-01 | 4 | Funko, Inc. (FNKO) | Option exercise (M): 4,521 @ $0 · Sale (S): 3,755 @ $6.06 · Option exercise (M): 4,521 (derivative) @ $0 | EDGAR |
| 2024-04-23 | 4 | Funko, Inc. (FNKO) | Option exercise (M): 2,989 @ $0 · Option exercise (M): 2,989 (derivative) @ $0 | EDGAR |
| 2024-04-04 | 4 | Funko, Inc. (FNKO) | Sale (S): 7,500 @ $6.08 | EDGAR |
| 2024-04-02 | 4 | Funko, Inc. (FNKO) | Option exercise (M): 15,000 @ $0 · Option exercise (M): 15,000 (derivative) @ $0 | EDGAR |
| 2024-03-15 | 4 | Funko, Inc. (FNKO) | Grant/award (A): 50,400 (derivative) @ $0 · Grant/award (A): 125,900 (derivative) @ $0 · Grant/award (A): 15,000 (derivative) @ $0 | EDGAR |
| 2024-03-13 | 4 | Funko, Inc. (FNKO) | Sale (S): 4,808 @ $6.45 | EDGAR |
| 2024-03-08 | 4 | Funko, Inc. (FNKO) | Option exercise (M): 5,273 @ $0 · Option exercise (M): 4,343 @ $0 · Option exercise (M): 5,273 (derivative) @ $0 · Option exercise (M): 4,343 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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