Sugarman Steven — SEC Form 4 filings
SEC reporting owner CIK 1504590. 9 Form 4 filings on record with FilingPulse; latest filed 2026-08-27.
Transaction summary — filings shown
Covers all 9 filings on record, filed 2025-04-01 to 2026-08-27. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 7,019,978 shares, $5,264,984 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 23.
- Largest priced transaction: purchase of 7,019,978 shares @ $0.75 ($5,264,984) in PATRIOT NATIONAL BANCORP INC, filed 2025-04-01.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| PATRIOT NATIONAL BANCORP INC (PNBK) | President and CEO, Director | 9 | 1 leg · 7,019,978 sh · $5,264,984 | — | 23 |
Form 4 filings — Sugarman Steven
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-27 | 4 | PATRIOT NATIONAL BANCORP INC (PNBK) | Grant/award (A): 28,857 (derivative) @ $0 | EDGAR |
| 2026-07-02 | 4 | PATRIOT NATIONAL BANCORP INC (PNBK) | Option exercise (M): 552,927 @ $0 · Tax withholding (F): 303,861 @ $1.20 · Option exercise (M): 552,927 (derivative) @ $0 | EDGAR |
| 2026-06-18 | 4 | PATRIOT NATIONAL BANCORP INC (PNBK) | Grant/award (A): 575 (derivative) @ $0 · Grant/award (A): 104,452 (derivative) @ $0 | EDGAR |
| 2026-03-31 | 4 | PATRIOT NATIONAL BANCORP INC (PNBK) | Option exercise (M): 2,089,043 · Option exercise (M): 4,049,593 (derivative) @ $0 | EDGAR |
| 2025-10-23 | 4 | PATRIOT NATIONAL BANCORP INC (PNBK) | Option exercise (M): 2,000,000 · Option exercise (M): 2,000,000 · Grant/award (A): 1,147,031 (derivative) @ $0 | EDGAR |
| 2025-08-14 | 4/A | PATRIOT NATIONAL BANCORP INC (PNBK) | Option exercise (M): 1,533,333 · Option exercise (M): 466,667 · Conversion (C): 19,167 (derivative) · Conversion (C): 5,833 (derivative) | EDGAR |
| 2025-08-14 | 4 | PATRIOT NATIONAL BANCORP INC (PNBK) | Grant/award (A): 552,927 | EDGAR |
| 2025-07-08 | 4 | PATRIOT NATIONAL BANCORP INC (PNBK) | Conversion (C): 19,167 (derivative) · Conversion (C): 1,533,333 (derivative) · Conversion (C): 5,833 (derivative) · Conversion (C): 466,667 (derivative) | EDGAR |
| 2025-04-01 | 4 | PATRIOT NATIONAL BANCORP INC (PNBK) | Purchase (P): 7,019,978 @ $0.75 · Purchase (P): 19,167 (derivative) · Other (J): 5,833 (derivative) · Grant/award (A): 4,049,593 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1504590 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →