Kelly James Patrick — SEC Form 4 filings
SEC reporting owner CIK 1506314. 12 Form 4 filings on record with FilingPulse; latest filed 2026-03-09.
Transaction summary — filings shown
Covers all 12 filings on record, filed 2024-03-11 to 2026-03-09. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 34.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| NOVAVAX INC (NVAX) | EVP, CFO and Treasurer | 12 | — | — | 34 |
Form 4 filings — Kelly James Patrick
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-09 | 4/A | NOVAVAX INC (NVAX) | Grant/award (A): 194,000 (derivative) @ $0 | EDGAR |
| 2026-03-09 | 4 | NOVAVAX INC (NVAX) | Option exercise (M): 12,223 @ $0 · Tax withholding (F): 5,904 @ $9.98 · Option exercise (M): 12,223 (derivative) @ $0 | EDGAR |
| 2026-03-05 | 4 | NOVAVAX INC (NVAX) | Option exercise (M): 43,167 @ $0 · Tax withholding (F): 20,850 @ $9.49 · Option exercise (M): 43,167 (derivative) @ $0 | EDGAR |
| 2026-03-03 | 4 | NOVAVAX INC (NVAX) | Option exercise (M): 58,666 @ $0 · Tax withholding (F): 28,366 @ $10.14 · Disposition to issuer (D): 58,666 (derivative) @ $0 · Grant/award (A): 129,500 (derivative) @ $0 · Grant/award (A): 194,000 (derivative) @ $9.09 | EDGAR |
| 2025-03-11 | 4 | NOVAVAX INC (NVAX) | Option exercise (M): 12,223 @ $0 · Tax withholding (F): 5,904 @ $8.34 · Option exercise (M): 12,223 (derivative) @ $0 | EDGAR |
| 2025-03-05 | 4 | NOVAVAX INC (NVAX) | Grant/award (A): 194,500 (derivative) @ $7.87 · Grant/award (A): 129,500 (derivative) @ $0 | EDGAR |
| 2025-03-04 | 4 | NOVAVAX INC (NVAX) | Option exercise (M): 58,667 @ $0 · Tax withholding (F): 28,337 @ $8.33 · Option exercise (M): 58,667 (derivative) @ $0 | EDGAR |
| 2025-01-03 | 4 | NOVAVAX INC (NVAX) | Option exercise (M): 35,000 @ $0 · Tax withholding (F): 16,906 @ $8.04 · Option exercise (M): 35,000 (derivative) @ $0 | EDGAR |
| 2024-08-20 | 4 | NOVAVAX INC (NVAX) | Option exercise (M): 2,367 @ $12.96 · Tax withholding (F): 1,223 @ $12.96 · Option exercise (M): 2,367 (derivative) @ $0 | EDGAR |
| 2024-03-26 | 4 | NOVAVAX INC (NVAX) | Grant/award (A): 176,000 (derivative) @ $0 | EDGAR |
| 2024-03-12 | 4 | NOVAVAX INC (NVAX) | Option exercise (M): 4,608 · Tax withholding (F): 2,226 @ $5.45 · Option exercise (M): 4,608 (derivative) @ $0 | EDGAR |
| 2024-03-11 | 4 | NOVAVAX INC (NVAX) | Option exercise (M): 12,224 · Tax withholding (F): 5,905 @ $5.61 · Grant/award (A): 35,000 (derivative) @ $0 · Option exercise (M): 12,224 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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