Upton Jerome T — SEC Form 4 filings
SEC reporting owner CIK 1509299. 10 Form 4 filings on record with FilingPulse; latest filed 2026-03-03.
Transaction summary — filings shown
Covers all 10 filings on record, filed 2024-02-21 to 2026-03-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 36.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| GENWORTH FINANCIAL INC (GNW) | EVP & Chief Financial Officer | 10 | — | — | 36 |
Form 4 filings — Upton Jerome T
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-03 | 4 | GENWORTH FINANCIAL INC (GNW) | Option exercise (M): 83,196 @ $0 · Tax withholding (F): 36,555 @ $8.46 · Grant/award (A): 91,429 (derivative) @ $0 | EDGAR |
| 2026-02-27 | 4 | GENWORTH FINANCIAL INC (GNW) | Option exercise (M): 43,431 · Tax withholding (F): 11,548 @ $8.62 · Option exercise (M): 37,506 · Tax withholding (F): 10,415 @ $8.62 · Option exercise (M): 43,431 (derivative) @ $0 · Option exercise (M): 37,506 (derivative) @ $0 | EDGAR |
| 2026-02-18 | 4 | GENWORTH FINANCIAL INC (GNW) | Option exercise (M): 36,486 · Tax withholding (F): 9,701 @ $8.92 · Option exercise (M): 36,486 (derivative) @ $0 | EDGAR |
| 2025-03-04 | 4 | GENWORTH FINANCIAL INC (GNW) | Grant/award (A): 31,761 @ $0 · Tax withholding (F): 14,013 @ $6.96 | EDGAR |
| 2025-02-28 | 4 | GENWORTH FINANCIAL INC (GNW) | Option exercise (M): 43,431 · Tax withholding (F): 11,627 @ $6.65 · Option exercise (M): 43,431 (derivative) @ $0 · Grant/award (A): 112,518 (derivative) @ $0 | EDGAR |
| 2025-02-19 | 4 | GENWORTH FINANCIAL INC (GNW) | Option exercise (M): 36,486 · Tax withholding (F): 9,768 @ $7.30 · Option exercise (M): 20,576 · Tax withholding (F): 5,509 @ $7.30 · Option exercise (M): 36,486 (derivative) @ $0 · Option exercise (M): 20,576 (derivative) @ $0 | EDGAR |
| 2024-03-26 | 4 | GENWORTH FINANCIAL INC (GNW) | Option exercise (M): 24,802 · Tax withholding (F): 10,318 @ $6.34 · Option exercise (M): 24,802 (derivative) @ $0 | EDGAR |
| 2024-03-05 | 4 | GENWORTH FINANCIAL INC (GNW) | Grant/award (A): 142,626 @ $0 · Tax withholding (F): 62,685 @ $6.15 | EDGAR |
| 2024-02-27 | 4 | GENWORTH FINANCIAL INC (GNW) | Grant/award (A): 130,293 (derivative) @ $0 | EDGAR |
| 2024-02-21 | 4 | GENWORTH FINANCIAL INC (GNW) | Option exercise (M): 36,485 · Tax withholding (F): 9,706 @ $6.19 · Option exercise (M): 20,576 · Tax withholding (F): 5,474 @ $6.19 · Option exercise (M): 36,485 (derivative) @ $0 · Option exercise (M): 20,576 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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