Rotsztain Diego — SEC Form 4 filings
SEC reporting owner CIK 1511110. 14 Form 4 filings on record with FilingPulse; latest filed 2026-09-16.
Transaction summary — filings shown
Covers all 14 filings on record, filed 2024-06-10 to 2026-09-16. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 18 legs across 13 filings — 194,870 shares, $17,100,026 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 12.
- Largest priced transaction: sale of 20,054 shares @ $111.48 ($2,235,692) in StoneX Group Inc., filed 2026-05-20.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| StoneX Group Inc. (SNEX) | Chief Governance/Legal Officer | 14 | — | 18 legs · 194,870 sh · $17,100,026 | 12 |
Form 4 filings — Rotsztain Diego
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-16 | 4 | StoneX Group Inc. (SNEX) | Option exercise (M): 50,625 @ $12.26 · Sale (S): 30,327 @ $68.83 · Sale (S): 20,298 @ $67.13 · Option exercise (M): 50,625 (derivative) @ $0 | EDGAR |
| 2026-07-27 | 4 | StoneX Group Inc. (SNEX) | Sale (S): 20,630 @ $74.40 | EDGAR |
| 2026-07-23 | 4 | StoneX Group Inc. (SNEX) | Option exercise (M): 50,625 @ $12.26 · Sale (S): 29,995 @ $74.32 · Option exercise (M): 50,625 (derivative) @ $0 | EDGAR |
| 2026-05-20 | 4/A | StoneX Group Inc. (SNEX) | Option exercise (M): 33,750 @ $18.39 · Sale (S): 20,054 @ $111.48 · Sale (S): 13,696 @ $112.79 · Option exercise (M): 33,750 (derivative) @ $0 | EDGAR |
| 2026-05-20 | 4 | StoneX Group Inc. (SNEX) | Option exercise (M): 33,750 @ $18.39 · Sale (S): 20,054 @ $111.48 · Sale (S): 13,696 @ $112.79 · Option exercise (M): 33,750 (derivative) @ $0 | EDGAR |
| 2025-12-22 | 4 | StoneX Group Inc. (SNEX) | Sale (S): 2,029 @ $94.50 | EDGAR |
| 2025-12-19 | 4 | StoneX Group Inc. (SNEX) | Sale (S): 1,348 @ $96.17 · Sale (S): 2,477 @ $94.91 | EDGAR |
| 2025-12-17 | 4 | StoneX Group Inc. (SNEX) | Grant/award (A): 5,821 @ $0 · Tax withholding (F): 6,132 @ $97.43 | EDGAR |
| 2024-12-17 | 4 | StoneX Group Inc. (SNEX) | Grant/award (A): 5,520 @ $0 · Tax withholding (F): 2,872 @ $99.21 · Sale (S): 4,426 @ $97.75 | EDGAR |
| 2024-11-26 | 4 | StoneX Group Inc. (SNEX) | Sale (S): 4,608 @ $101.10 · Sale (S): 2,250 @ $102.50 | EDGAR |
| 2024-06-14 | 4 | StoneX Group Inc. (SNEX) | Sale (S): 5,382 @ $70.63 | EDGAR |
| 2024-06-13 | 4/A | StoneX Group Inc. (SNEX) | Sale (S): 1,090 @ $70.50 | EDGAR |
| 2024-06-12 | 4 | StoneX Group Inc. (SNEX) | Sale (S): 1,420 @ $72.03 | EDGAR |
| 2024-06-10 | 4 | StoneX Group Inc. (SNEX) | Sale (S): 1,090 @ $73.50 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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