Raffin Thomas A. — SEC Form 4 filings
SEC reporting owner CIK 1512119. 4 Form 4 filings on record with FilingPulse; latest filed 2025-07-10.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-06-05 to 2025-07-10. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 17.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| LUMOS PHARMA, INC. | Director | 2 | — | — | 9 |
| Akoya Biosciences, Inc. (AKYA) | Director | 2 | — | — | 8 |
Form 4 filings — Raffin Thomas A.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-07-10 | 4 | Akoya Biosciences, Inc. (AKYA) | Other (J): 234,592 · Other (J): 1,737,712 · Other (J): 15,937,535 · Other (J): 16,860 (derivative) @ $0 · Other (J): 30,549 (derivative) @ $0 · Other (J): 56,322 (derivative) @ $0 · +1 more | EDGAR |
| 2024-12-13 | 4 | LUMOS PHARMA, INC. | Disposition to issuer (D): 9,406 · Disposition to issuer (D): 3,345 (derivative) · Disposition to issuer (D): 3,328 (derivative) · Disposition to issuer (D): 5,684 (derivative) · Disposition to issuer (D): 3,431 (derivative) · Disposition to issuer (D): 2,910 (derivative) · +2 more | EDGAR |
| 2024-06-07 | 4 | LUMOS PHARMA, INC. | Grant/award (A): 3,328 (derivative) @ $0 | EDGAR |
| 2024-06-05 | 4 | Akoya Biosciences, Inc. (AKYA) | Grant/award (A): 50,000 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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