Cohen Barry J. — SEC Form 4 filings
SEC reporting owner CIK 1512433. 3 Form 4 filings on record with FilingPulse; latest filed 2024-07-24.
Transaction summary — filings shown
Covers all 3 filings on record, filed 2024-03-04 to 2024-07-24. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 4 legs across 1 filing — 14,685 shares, $209,284 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 2 legs across 1 filing — 13,882 shares, $210,164 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 1.
- Largest priced transaction: sale of 7,882 shares @ $15.10 ($119,024) in Apollo Tactical Income Fund Inc., filed 2024-03-04.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Apollo Tactical Income Fund Inc. (AIF) | Director | 1 | — | 2 legs · 13,882 sh · $210,164 | — |
| Apollo Senior Floating Rate Fund Inc. (AFT) | Director | 2 | 4 legs · 14,685 sh · $209,284 | — | 1 |
Form 4 filings — Cohen Barry J.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-07-24 | 4 | Apollo Senior Floating Rate Fund Inc. (AFT) | Disposition to issuer (D): 24,685 | EDGAR |
| 2024-03-04 | 4 | Apollo Senior Floating Rate Fund Inc. (AFT) | Purchase (P): 8,365 @ $14.19 · Purchase (P): 2,500 @ $14.33 · Purchase (P): 2,500 @ $14.32 · Purchase (P): 1,320 @ $14.32 | EDGAR |
| 2024-03-04 | 4 | Apollo Tactical Income Fund Inc. (AIF) | Sale (S): 7,882 @ $15.10 · Sale (S): 6,000 @ $15.19 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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