Waxman Alan — SEC Form 4 filings
SEC reporting owner CIK 1515132. 6 Form 4 filings on record with FilingPulse; latest filed 2026-09-03.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-12-19 to 2026-09-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 10 legs across 5 filings — 6,111,723 shares, $172,058,962 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 20.
- Largest priced transaction: purchase of 2,620,037 shares @ $29.37 ($76,950,487) in Sixth Street Lending Partners, filed 2024-12-19.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Sixth Street Lending Partners | Vice President | 3 | 6 legs · 5,566,723 sh · $162,061,812 | — | — |
| Sixth Street Specialty Lending, Inc. (TSLX) | Vice President | 2 | 4 legs · 545,000 sh · $9,997,150 | — | — |
| Caris Life Sciences, Inc. (CAI) | — | 1 | — | — | 20 |
Form 4 filings — Waxman Alan
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-03 | 4 | Sixth Street Lending Partners | Purchase (P): 1,405,583 @ $28.78 · Purchase (P): 255,924 @ $28.78 | EDGAR |
| 2026-06-25 | 4 | Sixth Street Lending Partners | Purchase (P): 683,654 @ $28.81 · Purchase (P): 124,477 @ $28.81 | EDGAR |
| 2026-03-11 | 4 | Sixth Street Specialty Lending, Inc. (TSLX) | Purchase (P): 200,000 @ $18.18 · Purchase (P): 45,000 @ $18.47 | EDGAR |
| 2026-03-09 | 4 | Sixth Street Specialty Lending, Inc. (TSLX) | Purchase (P): 100,000 @ $18.46 · Purchase (P): 200,000 @ $18.42 | EDGAR |
| 2025-06-23 | 4 | Caris Life Sciences, Inc. (CAI) jointly with TSSP Sub-Fund HoldCo LLC | Conversion (C): 1,721,015 · Conversion (C): 3,881,988 · Conversion (C): 3,493,789 · Conversion (C): 478,779 · Conversion (C): 531,746 · Conversion (C): 10,103,175 · +14 more | EDGAR |
| 2024-12-19 | 4 | Sixth Street Lending Partners | Purchase (P): 2,620,037 @ $29.37 · Purchase (P): 477,048 @ $29.37 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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